History of the West

Central European History from Antiquity to the 20th Century

Tag: Black Sea

Rome – The Republic

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Rise and Fall

Video: Rise of the Roman Republic

Video: The Unification of Italy


Tu regere imperio populos, Romane, memento
(Hae tibi erunt artes), pacique imponere morem,
Parcere subiectis et debellare superbos.

You, Roman, make your task
to rule the nations by your government
(these shall be your skills),
impose upon them peace and order,
spare those who have submitted
and pacify the arrogant.

VirgilAeneid”, Bk. 6, L. 847


Until the third century BC, the people living in the north and middle of the European continent – mostly Celts and Germans – appeared on the political map of the known world only by proxy: by virtue of the trade undertaken by the seafaring people, whose commercial and military interests then centred upon the Mediterranean and the Black Sea. Of pivotal importance to this age were the great ports, for they not only provided safe havens from the volatility of the sea but served as commercial hubs or, should the need arise, as gathering points for the men-of-war.

Expansion of the Celts

The principal harbours of the Eastern Mediterranean Sea were then among the greatest and most busy towns of the age: Athens and its harbour Piraeus, Ephesos and Miletus in western Anatolia, the ports of Rhodos, Cyprus and Crete, Sidon and Tyrus in Palestine, Trapezos and Chersonesos in the Black Sea, and always Alexandria Egypta, with her famous lighthouse and the greatest library of the world: these were the naval and thus political heavyweights of the period. At this time, the Levant and Northern Africa were far more fertile than they are today: the fabulous wheat harvests along the Mediterranean Africa coast and Sicily provided for many centuries most of the grain that fed southern and western Europe, her coastal cities and hinterlands.

From the sixth to the fourth century BC, the Greek and Phoenician town states around the Eastern Mediterranean Sea engaged in a rapid colonial expansion westward. Among many smaller settlements and ports, towns as famous as Massilia, today’s Marseille, Neapolis, i.e. the “New Town“, today’s Naples, and Gades, today’s Cadiz, were founded at this time. One Phoenician community settled near today’s town of Tunis at the African coast, vis-a-vis from Sicily, and from this promontory began the economic exploration of the West, of Spain, Italy and southern France. In these lesser-known parts of the Mediterranean Sea, large profits beckoned.

Mars and Rhea Silvia by Peter Paul Rubens
Twins and a she-wolf

From the fifth century BC onward, Carthage, as the new settlement became known, established herself as the dominant trading force in the western parts of the Mediterranean Sea by founding new colonies that extended as far as the Atlantic coast, and the Iberian Peninsula was thus linked with the consumers of Greece, Syria and Egypt. In the third century BC, however, her ongoing expansion into the Italian markets was checked by an indigenous opponent, the young city-state of Rome. We know little of Rome’s actual, as opposed to legendary, origins, although archaeological work recently begun on Palatine Hill may soon deliver clues. The primary saga of Rome’s establishment, however, is a well-known tale which draws on various popular elements of foundation myths – two of them, actually, and somewhat intermingled. The first story is about the twins Romulus and Remus, sons of the war god Mars and the Vestal Virgin Rhea Silva, who were abandoned after birth but found, floating down the Tiber River in a basket, by a she-wolf that nursed them to boyhood. They were subsequently adopted by a shepherd and his family, and, in the year 753 BC founded a small settlement on the Palatine Hill, overlooking the Tiber River, and in the distance, perhaps five leagues away, the blue waves of the Tyrrhenian Sea.

Cavalier d’ Arpino – Discovery of the She-Wolf nursing Romulus and Remus

[FN1] As usual, the elements of the myth do not truly fit and are of little original quality (Floating basket, anyone? See Moses and Osiris). By definition, a virgin should not give birth, and why a god and such an honourable lady did not have the pocket change to rear twins properly, must be left to the reader’s imagination. Legend says it was because of an evil prophecy – which promptly came true.

Aeneas killing Turnus

A somewhat different account tells the story that the twins descend from a visit of the heroic Aeneas of Troy on the shores of the Tiber, who arrived after a somewhat complicated journey from the cinders of his home town and a stopover in the arms of Dido (at Carthage) in middle Italy and thus bestowed a claim of noble ancestry to the fledgeling village. He married a certain Lavinia after killing her boyfriend Turnus and eventually becomes the ancestor of the twins (see Wiki)

The Meeting of Dido and Aeneas, by Sir Lawrence Lama Tadema
Building the Walls of Rome – Copperplate

At any rate, peace in the hamlet foundered soon, by virtue of some unexplained family business which led to the murder of Remus by Romulus, as in Cain and Abel. Soon after the ordeal, Romulus was able to welcome new blood. To improve the population count, Romulus declared a zone between the two summits of near-by Capitoline Hill a habitat for fugitives; and it may tell us something about law and order in early Roman history that Romulus soon found numerous prospective citizens; men ejected from their tribes for various offences.

Sabine Hills

While it seemed that crime was as popular and profitable career then as it is today, and Romulus experienced few problems in attracting new associates, it was female company that proved a rare occurrence on the settlement’s campfires and many lecherous thoughts were addressed at the misty hills belonging to the tribe of the Sabines, who were known for an abundance of female members. Given the criminal backgrounds of many of the new Roman citizens, it was no surprise that a solution to the problem was found only within the confines of war; when battle raged in Rome between the Romans and the Sabines, the women brought it to a close. Livy writes:

“[The women], from the outrage on whom the war originated, with hair dishevelled and garments rent, the timidity of their sex being overcome by such dreadful scenes, had the courage to throw themselves amid the flying weapons, and making a rush across, to part the incensed armies, and assuage their fury; imploring their fathers on the one side, their husbands on the other, “that as fathers-in-law and sons-in-law they would not contaminate each other with impious blood, nor stain their offspring with parricide, the one their grandchildren, the other their children. If you are dissatisfied with the affinity between you, if with our marriages, turn your resentment against us; we are the cause of war, we of wounds and of bloodshed to our husbands and parents. It were better that we perish than live widowed or fatherless without one or other of you.”  Livy, Ab urbe condita 1.13

Jacques-Louis David painted the happy end of the story, when the women intervene to reconcile the warring parties (1799) Louvre, Paris

Together with the poaching of any girl they chanced upon in the woods or the coastline, adult entertainment was finally secured and the procreative challenge solved.

A Roman Feast, by Roberto Bompiani (1821 – 1908)

Rome’s early days as a kingdom are shrouded in the veils of oral tradition, because no records exist and only a few inscriptions remain. It is believed that the spot was initially chosen because of a ford, where the river could be crossed, and the hills provided an easily defensible position. What appears to be different from the usual kingdoms around is that the king did not reign because of his descent from a royal family or a god but by authority through the use of imperium, formally granted to the king by the Comitia Curiata with the passing of the Lex curiata de imperio at the beginning of each king’s reign.

[FN1] see Wiki: “The traditional version of Roman history, which has come down to us principally through Livy (64 or 59 BC-AD 12 or 17), Plutarch (46–120), and Dionysius of Halicarnassus (c. 60 BC – after 7 BC), recounts that a series of seven kings ruled the settlement in Rome’s first centuries. The traditional chronology, as codified by Varro (116 BC – 27 BC), allows 243 years for their combined reigns, an average of almost 35 years. Since the work of Barthold Georg Niebuhr, modern scholarship has generally discounted this schema. The Gauls destroyed many of Rome’s historical records when they sacked the city after the Battle of the Allia in 390 BC (according to Varro; according to Polybius, the battle occurred in 387/6), and what remained eventually fell prey to time or to theft. With no contemporary records of the kingdom surviving, all accounts of the Roman kings must be carefully questioned.”

Etruscan Culture
Former Etruscan walled town Civita di Bagnoregio

Around 500 BC, the town state began to change its political organization from a run-of-the-mill monarchy – with kings good or bad – to a republican oligarchy. This was due, it seems, to the influence of the Etruscans, a peculiar people whose pale of settlement reached from Rome north-westward to the vicinity of Pisa, and whose culture displayed no similarity to any of their neighbours, except, perhaps, for the fact that they used an alphabet traceable to the Greek.

The Ancient Quarters of Rome
The head of this bust, the “Capitoline Brutus“, from the Capitoline Museums is traditionally identified as a portrait of Brutus

Myth holds that four men, led by Lucius Junius Brutus, and including Lucius Tarquinius Collatinus, Publius Valerius Poplicola, and Spurius Lucretius Tricipitinus incited a revolution that deposed and expelled the seventh and last king Lucius Tarquinius Superbus and his family from Rome in 509 BC, after the king’s son Sextus Tarquinius had raped the lovely Lucretia, who promptly committed suicide. Brutus and Collatinus then became the first consuls of Rome, which subsequently developed her own intricate form of political government (see Detour One below).

Italy around 400 BC
Triumph of Furius Camillus by Francesco Salviati

The Etruscans were either destroyed or assimilated by the Romans in the third century BC, yet it appears that their laws were an early influence on the first Roman laws, which were written, the legend goes, on twelve clay tablets sometime around 450 BC. With the Roman conquest of the principal Etruscan town of Veii in 396 BC under the leadership of Marcus Furius Camillus [FN1], their culture vanished, and the same year is commonly accepted as the beginning of the Roman expansion. Incorporating Etruscan and other local customs and fashion, the Roman state developed its own cultural identity. In the pictures below, we present a few scenes of typical Roman life.

[FN1] Marcus Furius Camillus is said to have been elected dictator five times, was granted four triumphs and received the honorific “Second Founder of Rome”.

Shopping at the Forum
The Vintage Festival, by Sir Lawrence Alma Tadema
Taberna in Ostia Antica – A sort of Roman McDonalds
A garden party …
Triclinum from Pompeii – Roman Dining Room
A bath, also from Pompeii
A Rug Merchant in Ancient Rome by Eduardo Ettore Forti
Cesare Mariani – The Mask Seller, A Roman Street Scene, 1875

The following years generated fair amounts of local hostilities, which were somewhat amplified in 387 BC by a roving Celtic tribe, the Senones, led by their chieftain Brennus southbound from Gallia Cisalpina. At that time, the population of the wide valley of the Po River was Celtic as well, and forays along the coasts were not uncommon. King Brennus’s men plundered their way southward to Rome, which they sacked: with the exception of the top of Capitoline Hill, whose sleeping sentries were alerted, in the nick of time, by the chatter of a handful of geese. The attack on the hill and its gold cache was thus deflected, although the Senones took everything that moved and left for further adventures. The geese, since then, enjoyed a protected habitat on Rome’s principal hill, fed well by grateful citizens – only to be slaughtered and cooked at the next holiday, perhaps. Sic transit gloria mundi.

He got the girls but not the gold – “Brennus and His Share of the Spoils” also known as “Spoils of the Battle” by Paul Joseph Jamin

After the Senones had vanished, local warfare was speedily reinstated and concentrated upon the Samnites, Rome’s south-eastern neighbours. It took three campaigns to subdue them [343 -290 BC], and as soon as that was over, the nasty surprises continued in the person of Pyrrhus, a general and subsequent King of Epirus. The issue at hand was the Adriatic and southern part of the Mediterranean Sea, especially the status of Tarentum [282 -272 BC]. At the eventual conclusion of these Pyrrhic Wars, the victorious republic extended her tenure over the whole Italian boot: from Ariminum, today’s Rimini, in the north-east, where the northern piedmont of the Apennines mountains meets the Adriatic Sea, to Regium, at the tip of the boot. These conquests more than tripled the size of the Roman territory, and the increasing trade volume on the coast of the Tyrrhenian Sea brought the republic at length into contact, and soon into conflict, with the established naval superpower of the time – Ancient Carthage.

Dido building Carthage, or The Rise of the Carthaginian Empire is an oil on canvas painting by J. M. W. Turner.
Carthaginian Possessions in grey

Around the year 250 BC, the Phoenician (=Punic) sphere of dominance comprised the African coast from the Great Syrte of Lybia all the way to today’s Moroccan coast; the islands of Sicily, Sardinia, Corsica and the Baleares and Spain from the Ebro River in the north-east to the Rock of Gibraltar, and even a few colonies on the Atlantic Ocean, Gades, today’s Cadiz, being the most important of them (see map, areas in grey).

Carthage was the most important port in the western Mediterranean

The conflict between Rome and Carthage first centred on the island of Sicily, fabulously wealthy then, and in the long run scattered skirmishes turned into open warfare. For the first time in her history, Rome had to fight a naval war, and it took a few attempts to get things right. It helped that around 260 BC an unknown Roman engineer conceived a mechanism that enabled Roman infantry, the pride of the nation, to participate in sea battles (in which the Phoenicians were reported to be masters). A plank (called “corvus”,`raven´) that could be lowered onto an enemy ship allowed Roman legionaries to enter the opposing vessel and fight the way they were used to, on foot, with spear and sword. In 260 BC, the Battle of Mylae, north-west of Messina, brought Rome her first naval victory.

Corvus

A second victory, at the Ecnomos promontory in 256 BC, allowed a Roman expeditionary force in the strength of four legions to set foot on the African continent. Their advance on Carthage was checked, however, by a hastily collected force of Punic mercenaries in an action near today’s Tunis, and the mauled Roman legions, which suffered from logistic problems to boot, did not have the strength to continue the campaign and were quickly forced to return. This tactical success, however, could not save the island of Sicily for Carthage, which became the first Roman “provincia” in 241 BC.

An uneasy truce ensued but lasting peace was out of the question, given the awareness of both sides that only the winner would continue to harvest the fruits of trade. In 227 BC Rome acquired the islands of Sardinia and Corsica from a weakened Carthage; at this time the Romans began to call the Mediterranean Sea “mare nostrum“, our sea.

By 219 BC a new generation of Punic soldiers, more familiar with land warfare than their fathers had been, was ready to renew hostilities. One specific young officer showed great promise in all things military and was entrusted with the command over the whole Punic army in the twenty-fifth year of his life. As the qualities of a man are often best judged by his enemies, we shall contemplate what Titus Livius, his Roman adversary, wrote about Hannibal:

The old soldiers fancied they saw Hamilcar [his father] in his youth given back to them; the same bright look, the same fire in his eye, the same trick of countenance and features. But soon he proved that to be his father’s son was not his highest recommendation. Never was one and the same spirit more skilful to meet opposition, to obey or to command. …

He entered danger with the greatest mettle, he comported himself in danger with the greatest unconcern. By no difficulties could his body be tired, his ardour dampened. Heat and cold he suffered with equal endurance; the amount of his food and drink was gauged by natural needs and not by pleasure. The time of waking and sleeping depended not on the distinction of day and night.

What time was left from business he devoted to rest, and this was not brought on by either a soft couch or by quiet. Many have often seen him, covered by a short field cloak, lying on the ground betwixt the outposts and sentinels of the soldiers. His clothing in no wise distinguished him from his fellows; his weapons and horses attracted everyone’s eye. He was by long odds the best rider, the best marcher. He went into battle the first; he came out of it the last. He served three years under Hasdrubal’s supreme command, and left nothing unobserved which he who desires to become a great captain ought to see and do.” (1)

Legend has it that Hannibal’s father Hamilcar had obliged the son to swear by oath to remain at all times an enemy of Rome. Under the son’s command, Carthage decided to carry the war to the opponent’s own turf, and the gold of the state was liberally spent on the equipment of a fresh army. Carthage opened the second round of hostilities by attacking and seizing Saguntum, a Spanish town that was an ally of Rome, and the Roman senate consequently declared war [Second Punic War, 218 – 201 BC]. Hannibal now faced the strategic choice whether to attack Rome by land or by sea.

The invasion of a defended coast from the sea is one of the most difficult military manoeuvres, and since Hannibal could not ignore how quickly and efficiently the Romans had adapted to naval warfare, he judged the invasion of Italy from the sea an enterprise doomed to fail. The only other way to reach the enemy on his own turf was by land, through Spain and France; a route fraught with the obstacles of the Pyrenees and the Alps. The advantage of the strenuous approach, however, was of tactical nature: it promised surprise, the most cherished of military commodities.

Crossing the Alps

The newly assembled Punic army, including not only the standard infantry and cavalry units but a corps of thirty-seven elephants as well, set out for Italy in 219 BC. The first part of the exercise was the easiest and most comfortable, with the exception of a little mal de mer it brought on for the landlubbers: by ship from Carthage to Mastia [later called “Carthago Nova”, today’s Cartagena]. There the land campaign began. For the greater part following the coastlines, Hannibal’s forces marched over 1,000 miles, or 1,600 kilometres, to their destination. Having hugged the seashore as far as Narbonne in southern France, they changed direction at the Rhone River, which they followed northwards. When they reached the confluence of Rhone and Isere, they branched out eastwards and passed today’s Grenoble and Frejus in traversing the French Alps, touching Italian soil when they descended into the valley of the Po near today’s Torino.

Hannibal, by Francisco Goya
‘Hannibal Crossing the Alps on an Elephant,’ a painting by Nicolas Poussin.

Alas, the exercise proved costly: of the 60,000 troops that had left Mastia, only 26,000 were left to greet Italia; more than half of the horses and sixteen of the precious elephants had perished in the journey. Nevertheless, Fortuna was on Hannibal’s side: when he descended the Alps with his damaged force, he encountered a congregation of Celtic tribes who had their own bill to square with Rome and Hannibal was able to add about fifteen thousand Gauls to the common cause. Surprise was fully achieved. The Roman legions were protecting the beaches of Sicily from Punic invasion, not the rocks of the Alps, and had to be rushed north at best speed. Their hectic advance led them straight into an ambush Hannibal had laid at the Trebia River (218 BC), north-east of Genova, and the Romans were soundly beaten. This victory and the advance of winter, in which campaigning was impossible, permitted the Punic army and their allies to rest, re-equip themselves and stock up supplies, and allowed their commander a thorough planning of the next engagement.

In the spring of 217 BC, a well-replenished Punic/Gallic force began its drive towards Rome. Around the halfway mark of the march, near Lake Trasimene (217 BC), they encountered another hastily approaching Roman army, and a second ambush drove the legions into disarray and retreat. The second defeat in a row astonished the Senate and People of Rome, who had been too long accustomed to hear good news only from the battlefields. Recognizing the qualities of their opponent, caution was urged and obeyed. A reorganization of the available forces resulted in the establishment of a new army in the strength of fourteen legions; altogether over 70,000 men, the largest armed body Rome had ever sent into the field. The command over the forces of the republic was entrusted to the patrician senator Quintus Fabius Maximus Verrucosus, who was in addition appointed to the office of “dictator“, which gave him not only unlimited “Imperium”, the power of command, for six months, but also indemnified him, a priori, from any legal consequences of his actions or omissions.

The Gaul Ducar decapitates Flaminus at the Battle of Lake Trasimene by Joseph-Noël Sylvestre

Fabius advanced cautiously, being informed by his spies of his opponent’s every move, up to a point where his vanguard could barely see the Punic outposts, yet he was sure that their advancement would be reported to Hannibal. At this point, he ordered the legions to stop for the day and erect the standard fortified overnight camp, almost in sight of the enemy. Fabius’s lieutenants, aware that they outnumbered the opposition, recommended various plans of attack for the coming day, which were all denied.

Since it had been the habit of Roman armies for centuries to attack the enemy once contact was established, and Hannibal was aware of this fact, Fabius’s unorthodox behaviour baffled the Punic captain. He decided to break up his own position and move a few miles away, there to reorganize his army for the battle he expected for the next day. But the battle never materialized: Fabius shadowed Hannibal’s every move, but anytime the Punic army proceeded to leave camp and close ranks in anticipation of battle, the Roman legions moved a few miles away and built another god-damn camp. It was very frustrating. The same thing happened the next day and the day after. For weeks and months, the game proceeded, and Fabius acquired the not so glorious nickname of “Cunctator“, the “Hesitater”. While his “Fabian” tactics, as they are still called today, did not earn him a victory, he did not suffer defeat, either.

Domain changes during the Punic Wars

Consequently, nothing much happened in the next six months, and when his imperium ran out, Fabius handed the control of the legions to his successors, the chief magistrates of the year 216 BC, consuls Lucius Aemilius Paullus and Gaius Terentius Varro. These men and their lieutenants, aware of the fact that they commanded the finest army Rome had ever fielded and that they vastly outnumbered the invaders, were only too cognizant of the glory that the successful delivery of the country from Punic evil would entail. Subsequently, they set out to chase Hannibal down and to compel him to battle. Rumour had it that the Punic army was somewhere near the southern Adriatic coast, and the legions began their approach. Hannibal was indeed discovered in Apulia, about fifty miles north of the “spur” of the Italian boot, in the vicinity of a small town called Cannae.

Cannae

A few days after his spies had informed him about the strength and commanders of the Romans, Hannibal ordered his troops to deploy and the day of confrontation dawned. He arranged his outnumbered force in a slight crescent, but placing his cavalry, a few lightly armed but swift foot-soldiers and the few remaining elephants at the flanks of the arc. When the Roman infantry, perhaps amused over this silly arrangement, formed a wedge and struck right into the heart of Hannibal’s position, the Phoenician centre retreated, which further inspired the attackers’ confidence. When the full weight of the Roman attack was poised upon the midst of the Punic line, Hannibal ordered his centre to retreat a bit more, which drew the Romans further in. When the legions were thus fixed in the midst of his infantry, he ordered the flanks to proceed forward-inward and trapped the whole Roman army in a double encirclement.

Initial Deployments
Destruction

In the subsequent slaughter, tens of thousands of legionaries expired on the field of Cannae and only a very modest fraction of the great army, less than ten thousand souls, made it back to Rome to report. Livy wrote, “Forty-five thousand and five hundred foot, two thousand seven hundred horse, there being an equal number of citizens and allies, are said to have been slain.” As a result of these losses, Rome could not deploy forces big enough to challenge Hannibal for years to come, simply because there were not enough men of the required age and possessions left. At this time only propertied Roman citizens, who had to pay for their own weapons, armour and supplies, served in the legions. Most of these men were now buried at Cannae.

The Death of Aemilius Paullus at Cannae by John Trumbull, 1773
Hannibal, by Giovanni Batista Tiepolo

“Never when the city was in safety was there so great a panic and confusion within the walls of Rome. I shall, therefore, shrink from the task, and not attempt to relate what in describing I must make less than the reality. The consul and his army having been lost at the Trasimenus the year before, it was not one wound upon another which was announced, but a multiplied disaster, the loss of two consular armies, together with the two consuls: and that now there was neither any Roman camp, nor general nor soldiery: that Apulia and Samnium, and now almost the whole of Italy, were in the possession of Hannibal. No other nation surely would not have been overwhelmed by such an accumulation of misfortune.” –  Livy, Ab Urbe Condita, xxii.54, on the Roman Senate’s reaction to the defeat.

Theodore Ayrault Dodge wrote:

Few battles of ancient times are more marked by ability… than the battle of Cannae. The position was such as to place every advantage on Hannibal’s side. The manner in which the far from perfect Hispanic and Gallic foot was advanced in a wedge in echelon… was first held there and then withdrawn step by step, until it had the reached the converse position… is a simple masterpiece of battle tactics. The advance at the proper moment of the African infantry, and its wheel right and left upon the flanks of the disordered and crowded Roman legionaries, is far beyond praise. The whole battle, from the Carthaginian standpoint, is a consummate piece of art, having no superior, few equal, examples in the history of war.” (1a)

Hence, Rome could not afford to go back to the offensive for more than a decade and was restricted to employ defensive measures, denying Hannibal reinforcements and supplies from Carthage. This worked to a degree, and for the next thirteen years, 216 to 203 BC, the Punic army meandered around the Italian countryside, without any opportunity to strike a decisive blow at the enemy. Rome’s defensive policy bore its first tender fruit when an expeditionary corps was able to reconquer Sicily, the important grain source, and a second detail wiped out the Punic towns in Spain. The latter force was commanded by the young Publius Cornelius Scipio.

Publius Cornelius Scipio Africanus

A scion of the noble Cornelius family, Scipio had joined the military at an early age and soon distinguished himself in battle. At the scandalous age of only twenty-six years, [FN2] in 210 BC, he was given the command in Spain, which he conquered and turned into a Roman province. He was elected consul in 205 BC, at the age of thirty-one, and developed a plan to circumvent Hannibal by attacking Carthage directly. He invaded Africa successfully via Sicily and was able to beat a small Punic corps in the Second Battle of Tunis, 203 BC. As a consequence of the Roman threat to Carthage, Hannibal was recalled in the same year with the remnants of his force and ordered to prepare for a showdown with the Roman wunderkind.

[FN2] Military command in the early Roman republic was a prerogative of the consuls, who were mostly in their forties or older and had already collected military and political experience in other public offices.

Movements before Zama

The subsequent Battle of Zama, about a hundred miles south-west of Carthage, decided the Second Punic War. The Roman prodigy revealed that he had learned from his predecessors’ mistakes at Cannae, and used an enveloping manoeuvre of his own design to defeat the enemy. Hannibal had to flee Africa and spent the rest of his life in Grecian and Asian exile. Carthage capitulated and was forced to accept a choking peace in which they had to cede Spain and lost all ships, merchantmen as well as men-of-war, to confiscation. Reparations were fixed at 10,000 gold talents, more than 100,000 kilograms, or seventy times the amount of the world’s annual gold production.

Battle of Zama, by H. P. Motte,
… and by Cornelius Cort

Between the Second and the Third Punic wars, another issue had to be solved. In 190 BC, inroads into Greece by Antiochus III the Great of the Seleucid Empire were stopped by the Romans led by the consul Lucius Cornelius Scipio and the Roman ally Eumenes II of Pergamum at the Battle of Magnesia and the Seleucids ceased to be a danger. Different had been the case with the other of Alexander’s successor states, Macedon, whose King Philip V of Macedon set out to conquer the rest of Greece by 200 BC, an undertaking that Rome, allied with Pergamon and Rhodes, cut short in the Second Macedonian War.

In 179 Philip died. His talented and ambitious son, Perseus, took the throne and showed a renewed interest in conquering Greece. With her Greek allies facing a major new threat, Rome declared war on Macedonia again, starting the Third Macedonian War. Perseus initially had some success against the Romans. However, Rome responded by sending a stronger army. This second consular army decisively defeated the Macedonians at the Battle of Pydna in 168 and the Macedonians duly capitulated, ending the war.

Convinced now that the Greeks (and therefore the rest of the region) would not have peace if left alone, Rome decided to establish its first permanent foothold in the Greek world, and divided the Kingdom of Macedonia into four client republics. Yet, Macedonian agitation continued. The Fourth Macedonian War, 150 to 148 BC, was fought against a Macedonian pretender to the throne who was again destabilizing Greece by trying to re-establish the old kingdom. The Romans swiftly defeated the Macedonians at the Second battle of Pydna.

The Achaean League chose this moment to fight Rome but was swiftly defeated. In 146 (the same year as the destruction of Carthage), Corinth was besieged and destroyed in the Battle of Corinth (146 BC), which led to the league’s surrender. After nearly a century of constant crisis management in Greece, which always led back to internal instability and war when she withdrew, Rome decided to divide Macedonia into two new Roman provinces, Achaea and Macedonia.

Conquest of Greece (172–146 BC) , see Wiki

The protracted Iberian, Grecian and Punic wars changed the economy, and hence the whole society, of the winner. Scipio’s successes had added two provinces to the realm, Nearer and Further Spain, which proved particularly valuable for the copious amounts of metals yielded by its mines; copper and silver in particular. The two new provinces were to be governed by praetors, magistrates ranked just below the consuls, of which an additional two had to be elected each year just for this purpose. Four, with the Grecian provinces.

Another huge economic side effect was the expansion of Roman slavery. It had been fuelled since the beginning of the Roman expansion by the taking of prisoners of war, who were enslaved wholesale. Antiquity considered slavery a normal form of human existence. A discussion of this subject is planned for a separate post – here a few classic paintings by Jean-Léon Gérôme on the subject:

The extended war had also necessitated the establishment of a proper arms industry, something Rome had not possessed at a time when every legionary’s equipment was custom-made. The new weapons industry largely depended upon slave labour, which for the first time amounted to a majority of the Roman workforce. Slave labour was also the economic foundation of the newly evolving latifundiae, huge farms which, in theory, belonged to the Roman people as a whole but were in fact let to patrician families for negligible rents under an absentee ownership system. Although Carthage’s days as a competition for Rome were over, its spectre provided a useful bane for fear-mongering Roman politicians. A case in point was Cato the Censor, one of the most obnoxious men of Roman history, if we believe the historians.

Marcus Porcius Cato

Marcus Porcius Cato [234-149 BC], known as the “Elder Cato” or “Cato the Censor”, became a prominent Roman politician against all odds. He had served in the Second Punic War under Scipio, and, by marrying a rich and noble if ugly daughter of good family, qualified for the Senate despite his inferior pedigree. During his youth and adolescence, he had been dreadfully lampooned by the status- and ancestry-conscious sons of Roman nobles because of his rural origins: his family were farmers at Arpinum, a small town south-east of Rome known for its cheese but not much else.

He made up for these frustrations by dedicating much of his later career as a censor to retaliation against his former tormentors. The office of censor invested the holder with the authority to let state contracts for building or tax farming, a duty in which corruption was hard to avoid. But it was the second duty of the censor on which Cato had cast a longing eye: the censor controlled access to and membership in the Senate. There was a means test which required every senatorial candidate to show a minimum fortune of a million sesterces or an equitable area of farmland, and a senator who once fell short of the minimum for any reason could be evicted from the august body – although senators gravitated to fiscal, if not political, solidarity and it rarely occurred that they allowed one of their own to be disqualified. But the censor could also dismiss a senator upon a showing of unacceptable moral conduct, and nobody was truly surprised when Cato declared practically all conduct ethically unbecoming. He hounded the arch-aristocratic Cornelius family relentlessly, and when he was able to ruin Scipio’s brother Asiagenus, the hero was said to have died of a broken heart.

Except for his terrorizing the nobility, Cato’s main contribution to the political debates was an undying hatred of Carthage – or perhaps of mankind in general – which he promoted by invariably ending his senatorial sermons with the phrase “Ceterum censeo Carthaginem esse delendam” [‘In addition, I think that Carthage should be destroyed.’]. He trampled on everybody’s nerves like an ancient hybrid of Rush Limbaugh and Ralph Nader until the Senate in 147 BC resolved to destroy Carthage.

The subsequent “Third Punic War” was little more than a completely unnecessary slaughter of a defenceless people. Carthage had never recovered from the Second War and was no threat to anybody save for Cato’s hysterics and the jealousy of another member of the Cornelius family, a grandnephew of the hero of Zama, who saw in a third campaign a risk-free opportunity to crown himself with military glory.

The Punic Wars – Overview

His full adult name was Publius Cornelius Scipio Aemilianus Africanus Numantinus, and his name told much of his biography. He was born in 185 BC as a son of Lucius Aemilianus Paullus, a famous general and statesman, and adopted into the Scipio branch of the Cornelius clan. Like his granduncle, he was elected consul while technically being underage, in 147 BC, and was entrusted with the command against Carthage, whose defenceless people he massacred and buildings he razed in 146 BC. For this heroic act, he received the additional cognomen of “Africanus”, i.e. conqueror of Africa. He was re-elected to the consulship in 134 BC and convinced the Senate to send him to one more campaign. The adversary, or perhaps the victim, was the Spanish town of Numantia, the last former ally of Carthage. The town had resisted Roman attacks for over fifty years, but after a siege of eight months, Scipio’s army breached the walls, and the disgraceful spectacle of Carthage was repeated. Scipio had the males killed without exception and the females sold into slavery, and subsequently received another cognomen, that of Numantinus, destroyer of Numantia.

J. M. W. Turner’s The Decline of the Carthaginian Empire, 1817
Scipio Aemilianus before the ruins of Carthage in 146 BC

Such a man could not avoid making enemies, even in his family. When his brother-in-law, the famous tribune Tiberius Sempronius Gracchus attempted to introduce a land bill in the senate – see below – which would give impoverished veterans a small piece of land to retire on at the end of their service, Scipio turned out his most bitter opponent. When Gracchus was found dead soon thereafter, Scipio could not dispel suspicion, and when he suddenly died in 129 BC, aged only forty-six, his wife, Tiberius Gracchus’s sister, was believed to have poisoned him.

While the political and social structures of the republic had been relatively stable in the centuries between 500 and 130 BC, the following hundred years, until 30 BC, brought great social change amid geographical expansion and, in the end, beheld the replacement of senatorial rule by the principate of Augustus and his successors. Because many institutions, designations and customs of the Roman Republic and early Empire were to exercise influence on political models of the next two thousand years, they shall be briefly reviewed before we proceed.


Detour One: (Separate Blog Entry): https://jvpalatine.com/a-funny-thing-happened-on-the-way-to-the-forum/ Political Procedures of the Roman Republic


Detour Two: (Separate Blog Entry): https://jvpalatine.com/the-power-of-command/ Potestas, Auctoritas and Imperium – Forms of Command


In addition to the politics described in the two posts above, another application of the Roman sense of organization could be observed in the realm of the military. A large part of Alexander’s temporary military superiority had resulted from his innovative use and the tactical flexibility of the Macedonian “phalanx“, an originally Greek form of infantry deployment. The fighters of a phalanx formed a compact body with overlapping shields, from which long spears protruded. The regulative genius of the Romans invented a similar formation but went a step further; they created a unit, the legion, which included all the men, instruments, and supplies to fight a war on its own, and became the predecessor of the modern “division“.

A legion was composed, as far as active soldiers were concerned, of ten “cohorts“, each cohort consisting of six “centuries“, which numbered, confusingly, eighty men, not a hundred. One cohort thus accounted for 480 men (6 x 80), and a legion of ten cohorts hence totalled 4,800 combatants. It employed, however, also non-combatants: artisans, smiths, engineers, cooks, medics and the like in a strength of about 1,200 heads as well as an artillery unit but not, surprisingly, much cavalry. Rome never deployed as much cavalry as other nations did, mindful of the supply problem; Caesar, for example, in his conquest of Gallia, used German cavalry, not Roman riders. If there was a cavalry unit attached to a legion, it was fielded by allies and had its own tactical command.

The decisive geostrategic factors which counted for much of Rome’s military superiority, however, were the roads, which had been built with military necessities in mind. They ran as straight as possible over bridges, passes and tunnels. Roman infantry was used to a daily march of about sixteen miles or twenty-five kilometres but could make forty kilometres a day in a pinch. The legions hence enjoyed the advantage of the “inner lines” more often than not; they could move troops and thus project force in a province or at a border faster than the enemy could.

Last not least, education mattered. While Rome was never given to inventing much philosophy and scholarship and never made schooling a legal obligation, it appropriated Greek culture and spread it over the western parts of the known world, which had never experienced the Grecification of the East that Alexander’s empire had provided. The sons of the better Roman families were schooled by Greek pedagogues who delivered a two-step education: the first part was called the trivium [“the three ways”], and taught the foundations of what Rome considered civilized human intercourse: grammar, rhetoric and logic, and the successful candidate would be awarded the character of a bacchalaureatus, a bachelor’s degree. The trivium exists until today in the sense that basic knowledge is held to be “trivial“; it should be known to everybody who claims an education.

Relief found in Neumagen near Trier, a teacher with three discipuli (180-185 AD)

The second part of the curriculum was composed of the quadrivium [“the four ways”] and consisted of the study and mastery of arithmetic, music, geometry and astronomy and astrology, which were a single field of study then. Upon completion of the studies, the pupil would be awarded a degree of magister artium, master of the arts. The teachings of Plato, Socrates and Aristotle were studied in Rome, Athens and Alexandria for centuries, until the Eastern Roman Emperor Justinian I decreed the closing of all academies in AD 529. The advent of a new religion, Christianity, caused the replacement of education with dogma, and Edward Gibbon angrily noted that “in the revolution of ten centuries [AD 500 — 1500], not a single discovery was made to exalt the dignity or promote the happiness of mankind. Not a single idea has been added to the speculative systems of antiquity, and a succession of patient disciples became in their turn the dogmatic teachers of the next servile generation.” (2)

Indeed, not only intellectual stimulation decreased with the eventual triumph of Christian doctrine, so did progress in general. With the exception of Alexandria, Rome was unsurpassed in her infrastructure and remained for centuries the best-organized community on the shores of the Mediterranean Sea. Her houses were built, two thousand years ago, with concrete as their principal material, and apartment blocks called “insulae” (islands), reaching heights of up to a hundred feet. Aqueducts carried fresh water from the mountains into the city, which had an underground sewer system and offered dozens of communal bathhouses and public latrines on major street corners.

The markets of Rome offered goods as varied as spices from Taprobane, today’s Sri Lanka, rugs from Persia, amber from Germania or sheep wool from Britannia. Roman banks used cheques and money transfers, sold communal obligations, and leased or financed goods on credit very much like today. It was said that Julius Caesar’s good friend Marcus Licinius Crassus, immortalized in the English language as the godfather of the word “crass”, employed fifty scribes alone to tally his possessions. In many respects, the achievements of the Imperial Roman civilization would not be surpassed until the second half of the nineteenth century.


Detour Three: (Separate Blog Entry): https://jvpalatine.com/heist-of-the-millennium/ One adventurous patrician proconsul, Quintus Servilius Caepio (Consul 106 BCE), loses more men than had perished at Cannae after he had stolen more gold in Gallia than Rome ever had in her treasury.


100 BC

As briefly mentioned above, civil strife began to plague Rome from 130 BC on, concentrating on the relations between rich and poor. The trouble had begun with the Gracchi brothers, relatives of the Cornelius clan. Their ancestry was as patriotic and famous as it could be: their mother Cornelia was the daughter of Scipio Africanus, the hero of Zama, and Aemilia Paulla, sister of the conqueror of Greece; their father was Tiberius Sempronius Gracchus, consul in 177 and 163 BC and censor in 169 BC. Their sons, however, displayed shockingly plebeian tendencies. The elder, Tiberius, stood for and was elected a tribune of the plebs in 133 BC; he brought in a law to change the way Rome handled the ager publicus, the lands taken from enemies after defeat, which were legally the property of all Roman citizens. In contravention of the law, affluent senators had established a hold on these areas, which they rented for little money from the censor and added to their latifundiae, the great farms that operated on slave labour. Tiberius Gracchus brought a law in the Comitia Plebis that would parcel out these lands to veterans or even the poor. The aristocrats were convinced that he had gone mad, communist, or both, and when he tried, against the custom, to run for a second term of tribuneship, a gang of senators behaving badly clubbed him to death on the steps of the senate house.

The Gracchi by Eugene Guillaume

His brother Gaius, ten years younger, successfully ran for the tribuneship ten years later, in 123 BC. He was not only willing to give his brother’s land law another try; he had his mind set on a comprehensive reform of the Roman commonwealth. His proposals envisioned free grain for the poor, a reform of military service, public works, a new judicial system, Roman citizenship for the allies and tax reform. It was a challenging program, and the patricians, who felt their power threatened, pulled out all the stops they had, legal or illegal, to ward off the reforms. Gaius, like his brother, had to run for the tribuneship again, in 122 BC, but unlike Tiberius, he did get re-elected and continued the reform package. The senators had figured him out by then, and in his third campaign defeated him by handing out unprecedented bribes. As soon as they began to dismantle his laws, Gracchus tried to putsch, was defeated, and committed suicide. All his reforms were then recalled.

Gaius Gracchus

Yet it proved impossible to push the toothpaste back in the tube. Twenty years later, Lucius Appuleius Saturninus, another three-time tribune elected in 103, 100 and 99 BC, reintroduced Gracchian ideas to the legislative debate and associated himself early with Gaius Marius over the question of securing land for Marius’s veteran legionaries. At the end of 100 BC, insufficient grain harvests in Sicily and Africa caused widespread famine around the Mediterranean coasts and public uproar in Rome. Saturninus used the riotous assemblies to run for tribune yet again and was elected. He swiftly passed a grain law in the Comitia Plebis, which entitled the plebeians to receive free grain from the state.

Lucius Cornelius Sulla Felix

The problem with the law was that absolutely no grain was to be had, free or not free, and the treasure refused to pay for no grain. Saturninus blamed the situation, as one would expect, on a senatorial conspiracy; the Senate struck back and accused him of treason. Saturninus’ demise was similar to the death of Tiberius Gracchus, delivered by another gang of young patricians led by one Lucius Cornelius Sulla: they lured Saturninus and his sycophants into the senate house, locked them in, climbed on top of it and killed their opponents with a rain of tiles from the roof. This stopped the land law for a while.

Yet the social issues refused to die, and because war was to occur too frequently in the next decades, the problem of reorganizing and rewarding the legions only gained in importance. Soon it centred on the persons of Gaius Marius and Lucius Cornelius Sulla, who led opposing factions of the citizenry through the next thirty years, from 108 to 78 BC – which brought the defeat of Germanic invasions, some further extensions of Roman possessions and the first extensive Roman civil war. In a wider context, the eighty years from 110 to 30 BC induced the change from Republic to Principate and Empire.

Early Germanic Invasions, Cimbri and Teutones, until the battles of Aquae Sextiae (103 BC) and Vercellae (102 BC)

Gaius Marius [157-68 BC] was a hayseed from Arpinum, which we have encountered above as the town of good cheese and birthplace of the Elder Cato. His status as homo novo, a “new man”, in ancestry-worshipping Rome initially relegated him, despite his wealth, to a place in the legions, where he had a career solid enough to carry him to one year’s service as a praetor. His further ambitions were, however, checked by his most undignified pedigree until he, most probably in return for a financial consideration, was allowed to marry a patrician Julia of the Caesares branch. [FN2] The Julii Caesares were one of the oldest families in town: they traced their ancestry back to the kings of Alba Longa, a town even older than Rome, ten miles to the south. They had that streak of stubborn dignity that does not bid well for financial success: relying on the income of their small agricultural possessions, they could not compete in the bribing race for political offices. The patriarch of the mostly blond-haired family was thus assured of a seat in the Senate, but the family had not produced a consul since the fourth century BC; offices were simply too expensive.

[FN2] Julia (c. 130 BC – 69 BC, aunt of Julius Caesar) was a daughter of Gaius Julius Caesar II (praetor-grandfather of Caesar) and Marcia (daughter of praetor Quintus Marcius Rex). She was a sister of Gaius Julius Caesar III (the father of Julius Caesar) and Sextus Julius Caesar III, consul in 91 BC. At about 110 BC she married Gaius Marius; as a result, she is sometimes referred to as Julia Maria. They had a son, Gaius Marius the Younger. According to Plutarch, it was by marrying her, a patrician woman, that the upstart Marius got the snobbish attention of the Roman Senate and launched his political career. Julia is remembered as a virtuous woman devoted to her husband and their only child. Her reputation alone permitted her to keep her status, even after Sulla‘s persecutions against Marius himself and his allies. Julia died in 69 BC and received a devoted funeral eulogy from her nephew Julius Caesar. (See Wiki)

After a so-so career, Marius received the province of Further Spain (Hispania Ulterior) to govern in 114 BC, where he killed off a few brigands and returned to Rome, his already considerable fortunes miraculously augmented. A few years later, in 109 BC, he was sent as a senior legate to the assistance of then-consul Quintus Caecilius Metellus in his campaign against Jugurtha. Mr Jugurtha was a Numidian, i.e. Berber troublemaker, and the inefficient campaign of Metellus failed to neutralize him for a few years. Marius won the consulship in 107 BC, returned to Africa, and with the aid of his young quaestor Sulla eventually defeated Jugurtha. Competition and finally civil war between these two men, Marius and Sulla, was to determine Rome’s fate for the next thirty years.

Yet Marius perceived Rome’s underlying military problem. The traditional system was based on property requirements for those citizens eligible to serve in the legions, of whom, in an age of increasing economic inequality, fewer and fewer were to be found. [FN3] On the other hand, tens of thousands of Rome’s poor were ineligible.

Thus, Marius came up with the concept of the probably first professional standing army, paid by the state and thoroughly trained. Details please see Wiki – Marian Reforms. The drawback of the reforms, however, was that the legions lost their character as free men fighting for the Republic – they became dependent on their general. The loyalty of the legions shifted away from the Roman state and towards the generals who led the army, as soldiers now had a direct financial incentive to support their generals’ ambitions.

Video: The Marian Reforms

Yet the unbelievable stupidity of Quintus Servilius Caepio and his loss of 80,000 men at Arausio threw the state, only two years later (105 BC) into another existential crisis (see Detour Three, above) and the panicked Republic, quite unconstitutionally but not unprecedented (see Quintus Fabius Maximus), elected Marius in absentia to a second consulship in 104 BC.

Teutones attacking

The first order of business for Marius was to take care of the Germanic threat in Gallia and Gallia Cisalpina. After their decisive victory at Arausio, the Cimbri and Teutones had migrated in different directions and eventually split up. Marius was tasked to rebuild the Gallic legions, more or less from scratch. By disregarding the property requirements and building on his recent glory of the successful Jugurthan war, he succeeded in gathering about 30,000 Romans and 40,000 Italian auxiliaries near the town of Aquae Sextiae, today’s Aix-en-Provence near Marseille, and re-establishing the military defence of the province. His former quaestor Sulla accompanied him as his principal legate, indicating that, at this time, their relation was untroubled. While the danger remained, Marius was reelected to the consulship in 103 and 102 BC (with Quintus Lutatius Catulus).

In the summer of 102 BC, about a quarter-million Germans – Teutones and Ambrones – led by their king Teutobod, had crossed the Durance river, east of where it entered the Rhône. Marius’ men shadowed them, and after a few days of manoeuvring, a battle ensued near Aquae Sextiae, which the new legions won decisively. Only about 17,000 Germans survived to be sold into slavery. The famous instance of the slaughter occurred when, as Roman historians recorded, 300 of the captured women committed mass suicide, which passed into Roman legends of Germanic heroism (cf Jerome, letter cxxiii.8, 409 AD:

By the conditions of the surrender three hundred of their married women were to be handed over to the Romans. When the Teuton matrons heard of this stipulation they first begged the consul that they might be set apart to minister in the temples of Ceres and Venus; and then when they failed to obtain their request and were removed by the lictors, they slew their little children and next morning were all found dead in each other’s arms having strangled themselves in the night.

The Teutonic Women kill their children and commit suicide, by Heinrich Leutemann

That Marius donated the proceeds of the slavery sale to his men and officers, instead of keeping it to himself- to which he was entitled to – only made him the more popular.

In the following summer of 101 BC, the Cimbri finally arrived as well, in Gallia Cisalpina. Most likely, they followed the river Adige after having crossed the Brenner Pass, instead of somewhat illogically turning back west to the modern Vercelli; this way, the location of the battle would be in the modern Polesine instead, possibly near modern Rovigo. It is said that more than 100,000 warriors under the command of the Cimbric king Boiorix descended into the Valley of the Padus (the Po River), where they were met by Marius, who was assisted (or hindered, some said), by his co-consul Quintus Lutatius Catulus.

The outcome of the Battle of Vercellae was never in doubt and the legions had another slaughter-fest. The Cimbri were virtually wiped out and the Germanic threat on the northern border ceased to exist. A grateful Marius granted Roman citizenship to his Italian allies, for which he was criticized, but what could be done? Revoke?

Giovanni Battista Tiepolo, The Battle of Vercellae
The Defeat of the Cimbri, by Alexandre Gabriel Décamps
Gaius Marius’ victory over the Cimbri by Francesco Saverio Altamura at the Civic Museum of Foggia

After the army reforms of Marius had somewhat upset the relations between Romans and Foederati, the open questions of statehood and the eventual grant of civil rights to the allies had to find a practical solution. This problem was attacked and eventually solved in the period between 100 and 80 BC, which was characterized in internal politics by the continuous fight between Marius and his erstwhile lieutenant Sulla respectively their inner political factions, which was augmented in the years 91 to 88 BC by a full-fledged insurgency of some of the former allies, who demanded emancipation and full civil rights [the Social War (from socii (“allies”), in Latin: Bellum Sociale; also called the Italian War, the War of the Allies or the Marsic War]


(1) (1a) Theodore Ayrault Dodge., Hannibal, Barnes & Noble 2005, ISBN 0-7607-6896-X (pbk.), p. 120, pp. 378 – 379

(2) Gibbon, Edward, The Decline and Fall of the Roman Empire, Modern Library 2003-5, First Citation: Mass Market Edition 2005, Second Citation: 4th Edition 2003-4, ISBN 0-6896-X (pbk.), p. 1174 [1001]


To Be Continued – Sulla and the Social War

(© John Vincent Palatine 2015/19)

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Russian Strategy 1890 – 1914

The Straits 1915/16 during the Battle of Gallipoli

This will be a very long post and take some time to finish, approximately until the summer of 2020. Please be welcome to bookmark it. Quotations will be listed after completion on the bottom of the text.

Part I: From the Conference of Berlin to the Russo-Japanese War (1878 – 1905)


Russia’s geopolitical issues are mostly of geographic nature, the inaccessibility of much of Siberia, the endless distances and the perennial problem of her ports – both for trade and military purposes. Before the construction of the port of Murmansk in 1915, there were only two Russian ports in the north-west: Arkhangelsk and St. Petersburg (later renamed Petrograd). Arkhangelsk, however, was useless in the winter, and the usability of St. Petersburg was easily controlled by an eventual blockade of the Kattegat Strait by Germany. The Pacific ports suffered from transport handicaps – although the Trans-Siberian Railway was more or less functioning by the time of the Russo-Japanese War in 1904/05, it was a single track only and its capacity was low. There were, however, ice-free ports available in the Black Sea …


The Franco-Prussian War of 1870/71 brought two principal changes in the strategic equilibrium of the continent; one clear and immediately visible, the other latent, circumspect, and slow in its consequences. Number One was the emergence of a new, possibly dominant, power on the continent – Wilhelmine Germany – which everybody had to take note of; Number Two was the emergence of another, possibly dominant, European power – an industrialized and modernized Russian Empire – of which few took notice.

Franco-German enmity had become a predictable factor of the new European reality; revanchism was to remain the French Right’s battle cry for the foreseeable future. That France’s desire for revenge could not be fulfilled without outside aid was also clear; both her stagnant population and relative industrial underperformance – at least if compared to Germany – illustrated her weakness. She could not endanger Germany unless in concert with Russia, but this avenue Bismarck had blocked.

If Franco-German tension was the western centre of European politics after 1871, the other two were in the East, consisting of the triangles ConstantinopleSt. PetersburgVienna and Constantinople – London – St. Petersburg. These were the centres of attention of all European powers – except perhaps for Germany, which was far away and could not hope to profit from a breakup of the Ottoman Empire. They paid mindfulness to the decay of the Turkish realm and stood ready to pick up the pieces. Triangle One defined the Balkans, the scene of Austro-Russian disputes over their future inheritance, and Triangle Two incorporated Mesopotamia and Persia, the pieces over which Russia and Great Britain expected to haggle after the demise of the Ottomans.

Bismarck was only too aware of the quandaries of the situation, and thus had provided for the”Re-Insurance Treaty“, which held Russia to neutrality in the case of a new Franco-German war regardless of origin, and thus banned the spectre of Germany having to fight a two-front war. But after his retirement in 1890, the Re-Insurance Treaty, the pièce de résistance of his foreign policy, was simply allowed to expire through the legendary stupidity of Wilhelm II, new Chancellor Leo von Caprivi and the new Secretary of State Bieberstein; the latter did not even inquire in St. Petersburg whether the Czar desired a prolongation of the compact. The Russian court, perplexed, could only interpret Berlin’s silence as a sign of inexplicable German hostility and began to look for a new ally in the West. France was ready and willing.

To discern that both the European and Asian borderlands of the Ottoman Empire were the most volatile areas of the respective international relations did not require the application of prophecy, and someone should have noticed that Russia was the attractor that figured in each possible crisis scenario, but no one did, and few care today; as Sean McMeekin notes, “as for what Russia’s leaders hoped to accomplish by going to war in 1914, most histories of the conflict have little to say, beyond vague mutterings about Serbia and Slavic honour, treaty obligations to France, and concern for Russia’s status as a great power.” (12)

It is indicative of a habitual geopolitical superficiality that even general history works of the era do not enlighten the curious layman what, for example, French, British, Australian and New Zealand troops sought at the Gallipoli Peninsula, i.e. the Dardanelles, in 1915/16. There were no Germans, nor Austrians, and the landscape was not very attractive.

To prevent a Franco-Russian rapprochement had been Bismarck’s priority, but as we had the opportunity to observe, the German Foreign Office was far too preoccupied after 1890 with internal strife and incompetence to notice the signs of the times; the failure was aggravated by the fact that the two decades after 1890 were the years in which the fateful system of alliances developed and petrified.

Early signs of trouble came from south-eastern Europe and the Balkan Peninsula, the critical triangle between Vienna, Constantinople and St. Petersburg. Slavic hotheads instigated local insurrections from the mid-1870s on; some were home-grown, as in Bulgaria, where, Luigi Albertini remarks, more than two hundred revolutionary committees could be counted in 1872, (13) and some were kindled by Serbian agents. Russian expansionism and Slavic ethnocentricity concerted, founded upon age-old Russo-Turkish and Austro-Slavic enmity; encouraged, perhaps, by the Russian generals’ impression that both Turks and Austrians were militarily inferior, “beatable“, so to say. Luigi Albertini sums up the Russian designs on the Turks as follows:

Russian ambitions in the Balkan Peninsula were of ancient date. [FN5] Eight wars at least she had waged on the Turks either to take their territory or to help Orthodox Slavs and Greeks to throw off the Turkish yoke. In the recent Crimean War Russia had come up against Austrian hostility. Forgetful of services rendered by the Tsar in 1849, when Nicholas I had saved Francis Joseph’s throne by sending Russian troops to smother the Hungarian revolt, Austria had maintained an unfriendly neutrality during this war, and at the Congress of Paris in 1856 had helped to deprive Russia of part of Bessarabia.

Having reached the Black Sea in the eighteenth century, Russia henceforward aspired to free access to the Mediterranean. But the Straits were in Turkish possession, and entry to them was regulated by international agreements unfavourable to Russia. The Black Sea was a mare clausum [FN6] and its key was in other hands. Still, older than the Russian aspiration to the Straits was the aspiration for Constantinople. [FN7] The cross was to be raised on the Church of Santa Sophia as a symbol of the protection given by Russia to the Balkan Christians and of her aid in their liberation. (14)

The Growth of Russia 1613 – 1914

[FN5] Albertini explains: “In 1833, by the Treaty of Unkiar-Skelessi, Russia had achieved the closing of the Dardanelles to enemy fleets seeking to penetrate to the Black Sea. This clause was modified by the Treaty of London of 1840 and the Straits Convention of 1841, which denied the Straits to ships of war whether entering or leaving the Black Sea, a principle confirmed by the Treaty of Paris of 1856, which further forbade both Russia and Turkey to have warships in the Black Sea. After the denunciation of this clause by Russia in 1870, the Treaty of London had withdrawn the veto, but had for the first time admitted the principle that foreign warships might enter the Black Sea in time of peace, if the Sultan deemed it necessary for the safeguarding of the other clauses of the Treaty of Paris. Thus, Russia could not pass her Black Sea fleet into the Mediterranean, while the Sultan could admit enemy fleets into the Black Sea, a complete reversal to the disadvantage of Russia of the principle of the closed Straits.” (16) [FN6] Latin: a “closed sea” [FN7] Sean McMeekin comments that Constantinople had been called “Tsargrad” by Russians for centuries; the town from where, after successful Reconquista from the Muslims, the Tsar would reign over a “Second Rome“, a new Orthodox Christian Empire. (17)

The Balkan after the Treaty of Berlin 1878

The development of Pan-Slavism in the 1860s added to the volatility of the region, for the enthusiasts of some imaginary ethnic unity demanded the establishment of a greater Slavic confederation, which was to include “Russia, Bulgaria, Czechoslovakia, Constantinople with the Straits, a Serb-Croat-Slovene realm corresponding approximately to Yugoslavia, and in addition Greece, Romania and Hungary.” (15) It would appear thus, that Greek, Romanians and Hungarians would become involuntary Slavs, and in addition, one might argue that there were few Slavs in Constantinople who urgently expected their liberation. But Pan-Slavism found its most enthusiastic adherents in the south: neither the Poles, who longed to have their state back, which had been divided up by Russia, Austria and Prussia in the three successive divisions of the late eighteenth century, nor the Czechs, who aspired to their own state in Bohemia and Moravia, eventually together with the Slovaks a bit further east, were keen on a union with southern Slavs, for they were only too keenly aware of the ethnic and religious divisions of the Balkan.

Ethnolinguistic Map 1910

There existed within the southern Slavs living in Austria-Hungary a quite numerous faction which would accept the recently quite liberal Habsburg reign and aspired to little more than, say, limited home rule and decent representation in the administration of the realm. The Austrian heir apparent, Archduke Francis Ferdinand, was essentially open to their suggestions, but the goodwill of the constructive faction came to nought because of the intransigence of the Hungarian nobility — in some respects, the Slavs were less of a problem to Austria than the Hungarians, who, by skilful negotiation, had created for themselves a very advantageous position in the Austro-Hungarian Ausgleich of 1867.

Luigi Albertini summarizes the result of the bargain:

[By the Ausgleich] … the Empire was divided into two rigidly separated States; on the one hand Austria with the Hereditary Crown lands formerly belonging to the Holy Roman Empire and the later acquisitions Galicia and Dalmatia, and on the other Hungary together with Transylvania and Croatia, from which Fiume was detached and placed directly under Hungary.

Each of the two states was to have its own Constitution, Government, and Parliament. Common to both states were the Ministers for War, Foreign Affairs, and Finance, the latter in so far as he administered the revenues covering defence and diplomatic expenditure. While legislation and the budget came under the separate parliaments, their joint interests were to be dealt with by standing committees called Delegations nominated annually by the respective Parliaments. For matters concerning commerce and customs, the two governments were to conclude separate agreements every ten years.

Though the word Ausgleich means “equalization” and the compromise assured equal rights to both sides, Austria was to contribute 70% of the joint expenditure and Hungary only 30%, which, as Friedjung [Heinrich Friedjung, then Professor at the University of Vienna] observes, was equivalent to a “tribute obligation” from Austria to Hungary, of which the Hungarians were wont to boast. (18)

In his role as King of the Hungarians, Emperor Francis Joseph was bound by the resolutions of the Hungarian parliament, and thus, as the Austrian historian Viktor Bibl observed, the Magyars had the upper hand in governmental practice:

Not two sovereign Parliaments were to deal with joint business; not the King of Hungary and the Emperor were to base themselves on an agreement between the two states. Solely the Hungarian Parliament and Ministers impose their will as law on the entire Monarchy, including Austria; the King of Hungary as executor of the Hungarian national will is absolute master of Austria. (19)

Ethnicities of Austria-Hungary

And so it had come to pass that most of the southern Slavs of the Empire had come under the Hungarian thumb, from which they received little kindness. It was the small, semi-autonomous Principality of Serbia, technically a province of the Ottoman Empire, which, relying on Russian protection in the case of failure, felt elected to propel Pan-Slavic dreams toward their eventual fulfilment. After raising an insurgency against the Turkish overlords in Bosnia 1875, the Serbian ruler Prince Milan urged Constantinople to entrust his state with the governance of the errant province. When the Sultan denied the motion, Serbia and Montenegro declared war on the Turks on June 30, 1876. By September, they were defeated, and the Serbs asked their putative protector, Tsar Alexander II, to intercede on their behalf and to arrange an armistice. Russia eyed the possibility to have found in the Serbo-Turkish war a proper excuse to attack the Ottomans themselves, but this could not be done unless Austrian neutrality could be obtained.

Diplomatic missives were exchanged between Vienna and St. Petersburg, and despite Austrian conditions that, in Albertini’s words, were “tantamount to [Russia] fighting for the benefit of Austria-Hungary,” (20) a military convention and political agreement was signed in Budapest in early 1877, and Russia declared war on the Ottoman Empire on April 24. The Convention of Budapest awarded Bosnia and the Hercegovina to Austria and assured her that no greater Slavic state was to be founded in the Balkans as a result of Russia’s future endeavours.

Eventually, Russia won a confused campaign, and in March 1878 exacted from Turkey the Treaty of San Stefano. The agreement established a geographically generous, supposedly independent Bulgaria on Turkey’s doorstep, which, however, could fool no one as to its being a “Russian outpost towards Constantinople“. (21) In addition, the compact not only bestowed full independence on Serbia, Montenegro and Romania but also provided autonomy, under Austro-Russian “supervision“, to Bosnia and Hercegovina.

All that, of course, directly violated the Convention of Budapest and also was far more than Great Britain was willing to tolerate – for it turned out that Russia and Austria had clandestinely agreed to “liberate” Constantinople, which would become a “Free City“. Now an Anglo-Russian conflict threatened over the San Stefano Treaty, and Austria espied an opportunity to renegotiate her terms with Russia. For her benevolent neutrality, she now demanded not only Bosnia and the Hercegovina, again, but added parts of Montenegro and of the large Bulgarian state which the San Stefano Treaty had just created. It was all too obvious to suspect that Austria envisioned a road for herself all the way down to Salonika and the Aegean Sea; on August 6, 1878, Count Julius Andrassy, then Austria’s Foreign Minister, admitted in a letter to the King of Wuerttemberg that the possession of these lands “enables us in the event of a collapse of Turkey to be as near as possible to the scene, to safeguard our interests.” (22)

With Austria entering the race for the Straits – for a naval base in Salonika, furnished with the proper ships, could easily close the Straits independently of Turks or Russians or the British – the situation became opaque, impenetrable, while the stakes increased. Great Britain’s new Foreign Minister Lord Salisbury realized this, and, assisted by Bismarck, whose back channels in St. Petersburg had informed him about the Austro-Russian collusion, invited the European powers to a continental congress to adjudicate all pending matters, which opened in Berlin on June 13, 1878.

Final meeting at the Reich Chancellery on 13 July 1878, Bismarck between Gyula Andrássy and Pyotr Shuvalov, on the left Alajos Károlyi, Alexander Gorchakov (seated) and Benjamin Disraeli

After a lot of horse-trading and pressure brought to bear by Bismarck and Lord Beaconsfield, i.e. Benjamin Disraeli, the congress eventually entrusted Bosnia and the Hercegovina to Austrian occupation, while upholding titular Turkish suzerainty over these provinces. In addition, Austria reserved the right to intercede in the Sanjak of Novibazar, the strip of territory separating Serbia and Montenegro, if the Ottomans were unable to guarantee a competent administration of the province, which remained under their sovereignty.

The problem of the Straits, however, could not be addressed satisfactorily; for England and Russia could not find a compromise. (23) Statehood and independence were granted to Romania, Serbia and Montenegro, the latter two receiving additional territories. Russia appropriated Armenia and reoccupied Bessarabia. The island of Cyprus Great Britain had secured from Turkey on June 4, ten days before the Congress began; that she attempted to keep the acquisition secret – in vain, when the news went around the world on July 8 – was only more water on the mills of those who were wont to complain about “Perfidious Albion” and her hypocrisy. The bottom line, however, was that everybody had profited “at the expense of Turkey, to which up to 1878 had belonged Bosnia, Herzegovina, Bessarabia, Armenia, and Cyprus, and under whose sovereignty till then had stood Serbia, Montenegro and Romania.” (24)

This short description of the events giving rise to the Congress of Berlin has been chosen to serve as an impression of the manner in which European diplomacy was customarily handled; in the best case, its double and triple layers of deceit could be repaired by the efforts of reasonable and skilful men like Disraeli and Bismarck; under the aegis of lesser diplomatic talents, accidents happened galore, as may be read in detail in Luigi Albertini’s magnum opus.

We shall now attempt to concentrate the next twenty-five years or so of European power politics, each of them as complicated and deceptive as the events that led to the Congress of Berlin – and some worse – in a form that hopefully allows us to separate the wheat from the chaff. Essentially, we shall follow the interplay of the Great Powers, mindful that the rapid sociological and economic changes of the industrial age exerted limitations on governmental options than had been unknown only decades earlier – fear of socialism, for one.

The Congress of Berlin had not only addressed questions of the Balkans but many other points of interest and one of its results had been that Bismarck and Disraeli had granted France “a free hand in Tunis,” (25) for they much favoured to keep France busy in the Mediterranean instead of courting Russia. Licence for France, however, irked Italy, which felt a need to acquire new possessions; why exactly, nobody knew, for she was rather underdeveloped and would be expected to do her homework first, but she seemed to labour from a case of the aforementioned psychological desiderata of successful imperialism.

In 1880, France invaded Tunisia and established a protectorate over the region, but because at this time Gladstone and the conservatives were in power in England, far more sceptical to French acquisitions in Africa than Disraeli and Lord Salisbury had been, Italy thought she might enlist British aid for her own designs on Tunisia. But England was loath to replace a French threat to her Mediterranean position with a potentially worse Italian one and Rome got nowhere. Having arrived there, only an understanding with Germany could help, but then Bismarck was no friend of Italy, which he accused of pursuing a “jackal policy”. (26) Thus it took another eighteen months of horse-trading before, on May 20, 1882, Germany, Austria and Italy signed the First Treaty of the “Triple Alliance”, valid for five years.

Black and white photo of the signatures to the treaty of the Triple Alliance, 1882, Gustav Kálnoky, Austria-Hungary, Heinrich von Reuss, Germany, and Carlo di Robilant, Italy

The contract began with the solemn assurance that the parties “have agreed to conclude a Treaty which by its essentially conservative and defensive nature pursues only the aim of forestalling the dangers that might threaten the security of their States and the Peace of Europe.” (27) Because it was exactly such conservative, peaceful and defensive agreements that proved unable to stop the conflagration of 1914, we shall have a look at a few of its clauses, summarized by Luigi Albertini:

The High Contracting Parties mutually promised peace and friendship, pledged themselves to enter into no alliance or engagement directed against one of their States and to exchange views on political and economic questions of a general nature that might arise, [and] promised mutual support within the limits of their own interests (Article I).

Austria and Germany undertook in the case of an unprovoked attack by France to go to the help of Italy with all their forces. The same obligation was to devolve upon Italy in the case of an aggression by France on Germany without direct provocation (Article II).

If one or two of the High Contracting Parties, without direct provocation on their part, should chance to be attacked and engaged in war with two or more Great Powers not signatories of the treaty, the casus foederis would arise simultaneously for all the High Contracting Parties (Article III).

In the case that one of the three allies was forced to make war on a Great Power, not a signatory to the Treaty, which threatened its security, the two others would maintain benevolent neutrality, each reserving to itself the right, if it saw fit, to take part in such a war at the side of its ally (Article IV). (28)

Propaganda poster

The attentive reader will have readily identified two problems: the first in the clause that applies if one of the signatories is “… forced to make war …“ which entirely leaves open the question under which conditions this might be the case. Second, some scenarios were left out; for example, the contract would not apply if Austria would be attacked by Russia alone. The alliance was, of course, directed against France; Bismarck, whose opinion of the Italians had not much improved, saw the purpose of the Triple Alliance less in winning Italy but in preventing her from associating with France [and when exactly that happened in 1915, Bismarck’s voice thundered from the grave “I told you so!”]. By 1888, Romania had essentially joined the Triple Alliance, and the situation at this time is often regarded as Bismarck’s new, post-1871, continental equilibrium: France was isolated, and Bismarck himself would ensure that the interests of Russia and Austria on the Balkan would not collide. Great Britain’s interests would profit from a stabilization of the continent as well and Russia’s aspirations on the Straits were, for the moment, impeded by Romania.

After some mending of socks, the Triple Alliance was renewed on February 20, 1887, on identical terms, except for the addition of an Austro-Italian protocol that attempted to regulate the parties’ interests in the Balkan, and a German-Italian agreement in which Italy reassured herself of German assistance in the case of a clash with France in central or western North Africa. (29)

Bismarck saw room for a further improvement of the status quo if Great Britain and Italy were to come to an understanding against France, and when Franco-British relations in regard to Egypt had taken one more dive after the French Prime Minister Freycinet publicly declared “that France could not allow Egypt to pass permanently under English rule because ‘he who is master of Egypt is in large part master of the Mediterranean,'” Lord Salisbury began to make overtures to Italy. (30) Albertini remarks that he “had got to the point of half wishing for another Franco-German war to put a stop to French vexations.” (31) In the spring of 1887 Italy and Great Britain signed an agreement regarding the retention of the status quo and pledging mutual support in Africa, an understanding Austria joined in late March 1887 to the chagrin of the aggressive Hungarian faction. But it seemed not to have come to Italy’s attention that her planned occupation of Tripoli, which belonged to the Ottomans, might constitute a change of this status quo, and when the Italian Foreign Minister Crispi wrote to Salisbury to inform him of the plan which would, as he said, solely anticipate a similar French plan, Salisbury made clear that British support would not extend to such adventures. He wrote back:

“The interests of Great Britain as also those of Italy do not permit that Tripolitania should have a fate similar to that of Tunisia. We must absolutely guard against such an eventuality when it threatens us. … If Italy were to occupy Tripoli in time of peace without France having taken any aggressive measure, she would expose herself to the reproach of having revived the Near Eastern question in very disadvantageous conditions.” (32)

On the eastern side of the Triple Alliance, Austria seemed to contemplate war with Russia over Serbia and Bulgaria. Kalnoky, the new Austrian Foreign Minister, approached Bismarck with his generals’ wish to clarify the exact conditions under which the casus foederis under the Austro-German Alliance of 1879 would arise. The problem was that the Reinsurance Treaty was secret and had to remain so and hence Bismarck had to prevaricate. The Austro-German Alliance, he replied, provided for German assistance in the case of a Russian attack on Austria, but not for an Austrian attack on Russia, as he thought to have made clear to the Austrian Ambassador in Berlin in January 1886:

“If Russia attacks Austria-Hungary, Germany will come to her assistance with all her forces, but it is not possible to let Germany play the role of auxiliary army to increase Austro-Hungarian influence on the Danube. Not a member of parliament would be found to vote even a single mark for such a purpose.” (33)

In a speech to the Reichstag on January 11, 1887, Bismarck had publicly clarified, with an eye on the Hungarian hotheads that:

“Our relations with Austria-Hungary are based on the consciousness of each one of us that the whole existence of each as a Great Power is a necessity to the other in the interests of European equilibrium; but these relations do not, as they are interpreted at times in the Hungarian Parliament, rest on the principle that one of the two nations puts itself and its whole strength and policy completely at the service of the other.

This is an utter impossibility. There exist specifically Austrian interests which we cannot undertake to defend, and there are specifically German interests which Austria cannot undertake to defend. We cannot each adopt the other’s special interests.” (34)

Austria had become the problem in both the Triple Alliance – for perpetual Austro-Italian tensions – and the Dreikaiserbund, due to her frequent spats and spars with Russia. In the winged words of Norman Stone, “Austria-Hungary was trying to act the part of a great power with the resources of a second-rank one.” (35) It was a sign of the respect Bismarck commanded in all European capitals that he was able to balance the diverging interests of Germany’s allies as long as he was in office. But, as Luigi Albertini commented, “Bismarck’s resignation in March 1890 produced a sense of dismay all over Europe. His authority and prestige, the veneration which surrounded him, the fear he inspired, were beyond compare,” and observed that “the youthful sovereign who had dropped him [Wilhelm II] had no policy of his own, and a sinister influence on German foreign relations was exercised by the tortuous Holstein who, in his hatred for Bismarck, reversed all the latter’s directives.” (36)

THE REINSURANCE TREATY [PDF]

Germany’s lifeline to St. Petersburg ruptured quickly. Only three months after Bismarck’s dismissal, the Russian Ambassador Shuvalov showed up in Berlin to renew the Reinsurance Treaty for another six years but encountered disinterest bordering on hostility. Still, both Tsar and the Pan-Slavs remained sceptical of Paris, the former for its republicanism, the latter because they relied on Germany to keep Austria in check on the Balkans. Yet French perseverance began to pay off. Paris offered to float numerous Russian loans at advantageous conditions, sold weapons cheaply and endeared the Tsar by arresting a few of the more obnoxious Russian anarchist émigrés that lived in France, of the sort that had assassinated the Tsar’s father Alexander II in 1881. In August 1890, the French Chief of the General Staff Boisdeffre was invited to the Russian summer manoeuvres and there was introduced to his Russian colleague Obruchev and the Minister of War. Yet again it seems that it was Italy that unblocked the mutual suspicions between Paris and St. Petersburg when her new Prime Minister Rudini notified parliament of the 1891 renewal of the Triple Alliance “in a form which created the impression that it had been in some measure joined by England.” (37)

This was an ominous mistake, for if it were true, Russia had no choice but to entice France, Albion’s old enemy, as a counterweight, and in this age of secret treaties, one could not check whether it was true or not. Thus, Russia initiated tender diplomatic overtures to France which ended, in summer 1891, in an invitation to the French fleet to a visit at Kronstadt, Russia’s principal naval base in the Baltic, on the doorsteps of St. Petersburg, at the occasion of which the French Ambassador Laboulaye proposed that the two nations enter an agreement to further the continental peace.

A memorandum was drawn up with rather unseemly haste, and on August 27, 1891, the French government sanctioned a letter delivered by the Russian Ambassador in Paris, which stated that the Tsar had approved the following outlines:

“1. With the aim of defining and consecrating the “Entente Cordiale” which unites them, and in the desire to contribute by common accord to the maintenance of peace, which forms the object of their most sincere desires, the two Governments declare that they will concert on all questions of a nature to endanger general peace.

2. In the case that this peace were actually in peril, particularly in the case that one of the two parties were menaced by aggression, the two parties undertake to concert in advance measures to be taken immediately and simultaneously if the eventuality contemplated should actually arise.” (38)

Elementary scrutiny, however, tells us that the interests of the prospective endorsers of the agreement were far from overlapping, and the declarations of peaceful intent cannot obscure their different motivations: France hoped to enlist Russian aid without which she could not hope to overcome Germany; yet Russia’s problem was not Germany but Great Britain, that blocked her designs on the Straits and expansion toward the Caucasus and Persia. Thus, it took an additional twenty months of haggling and bickering until the Entente Cordiale was finally signed in January 1894, and the Franco- Russian pact that Bismarck had feared was a reality. Even then, the foreign policy aims of the two signatories were far from identical, and it was less the incoherent political invocations than the military agreement that became important. In the first two paragraphs, the arrangement laid out the following scenarios for outright defence or mobilization in a crisis:

“1. If France is attacked by Germany, or by Italy supported by Germany, Russia will employ all forces at her disposal to attack Germany. If Russia is attacked by Germany, or by Austria supported by Germany, France will employ all the forces at her disposal to combat Germany.

2. In the case in which the forces of the Triple Alliance or of one of the Powers forming part of it were mobilized, France and Russia at the first announcement of the event and without need of preliminary agreement will immediately and simultaneously mobilize the whole of their forces and move them as near as possible to their frontiers.” (39)

Bismarck’s nightmare had become reality.

The operative memorandum that followed the protocol laid down the number of troops that were to be committed against Germany; France would dispatch 1.3 million men and Russia between 700,000 and 800,000. In addition, the general staffs of the nations were to meet at specified intervals to harmonize operational planning and prepare troop coordination, there would be no separate peace, and the Entente would last, in strict secrecy, as long as the Triple Alliance existed. (40)

Czar Nicholas II at Franco-Russian Manoeuvres 1901

Again, the treaty was technically defensive, but, as in the Triple Alliance, some possible scenarios made little sense or tended to provoke ill-advised complications. If, for example, Austria were to mobilize against Russia in a Balkan conflict, France would also be obliged to mobilize. Since France and Austria had no common border, this move would not only make any military sense but would lead to German mobilization, which in turn might well provoke the war that the alliance was supposed to avoid. As Luigi Albertini observed, “the French endeavoured to remedy this incongruity, but ended by resigning themselves to the consideration that, in an Austro-Russian conflict, France and Germany could not stand aside.” (41)

This was of course all too true, as 1914 would prove, and it is exactly the smart approval of the likely scenario that makes one doubt very much the honesty of the French government’s assertions that she was driven into the war of 1914 involuntary, solely because of her treaty obligations to Russia. Essentially, the Franco-Russian alliance guaranteed that revanche for 1870/71 would occur in the near future; all that remained was to find a suitable pretext and to determine a suitable date. [FN1] What was true in 1894 became more true twenty years later: on May 29, 1914, the American President Wilson’s envoy to Europe, Colonel House, wrote his master that “whenever England consents, France and Russia will close in on Germany and Austria.” (42)

[FN1] The present author, however, disputes Luigi Albertini’s subsequent opinion that “it would be wrong to imagine that the Franco-Russian Alliance was concluded by the French with a view to an impending revanche or by the Russians to realize their aspirations in the Balkans and the Far East. What both sought was to end their isolation.” (44) In reality, France was not isolated any more than Great Britain, which saw no need to engage in questionable alliances then; both had extensive colonial interests that guaranteed them a major voice in global politics independent of alliances. In addition, French Republicans were much more sympathetic to liberal England than to reactionary Russia. Russia was assured of non-intervention by the powers that counted – which did not include Austria-Hungary, which could not threaten Russia on her own – and protected by her vastness that had defeated even Napoleon – as long as she did not attempt to go for Constantinople and the Straits. Yet by exposing Germany to a potentially immobilizing two-front war, she might gain the opportunity to fight and decide in her favour what Sean McMeekin called the “War of the Ottoman Succession“. (45)

Whether outright war or mobilization, neither side had illusions about the decisiveness of the prospective military measures, nor were they unaware that the defensive character of the treaty might change in time. The chauvinists of both countries expected much more from the alliance than did the Governments which concluded it. Moreover, in later years, like the Austro-German alliance, it lost its strictly defensive character to adapt itself to other ends; and the generals who negotiated the military agreement perfectly understood the consequences of the mobilizations contemplated in the agreement.

General Obruchev in the course of negotiations remarked that “to his idea, the beginning of French and Russian mobilization cannot now be regarded as a peaceful act; on the contrary, it is the most decisive act of war; i.e., would be inseparable from aggression”. Boisdeffre, likewise, said to the Tsar: “Mobilization is a declaration of war. To mobilize is to oblige one’s neighbour to do the same. Mobilization causes the carrying out of strategic transport and concentration. Otherwise, to allow a million men to mobilize on one’s frontiers without at once doing the same oneself is to forfeit all possibility of the following suit is to put oneself in the position of an individual with a pistol in his pocket who allows his neighbour to point a weapon at his head without reaching for his own.” To which Alexander III replied: “That is how I too understand it”. The importance and the consequences of this judgement were to come to the fore on July 25, 1914, when Russia was to be the first Power to order mobilization. (43)

Franco-Russian Manoeuvre at Chalons 1906

Now Great Britain found herself the odd man out, but her traditional equanimity, or indecisiveness, had preserved her so far from having to jeopardize her global aims by continental obligations. But she had to protect the Mediterranean lifeline that connected her to Egypt and the Near East and for this reason, was interested in opposing French influence in the western part of the Mediterranean by friendship with Italy that would bring the necessary authority to bear in Her Majesty’s name; yet, alas, her aversion to make binding commitments won the day, and Italy declined free services. But England might be left in a dubious position if, for instance, France and Russia were to cooperate in seizing Constantinople and the Straits. Such a scenario seemed possible after their alliance had become known, but Great Britain declined to join the Triple Alliance pre-emptively over this scenario, although her Prime Minister Rosebery acknowledged that “in such a case we should require the assistance of the Triple Alliance to hold France in check.” (46)

When Great Britain extended feelers to Germany over such a scenario, she was rebuffed by Kaiser Wilhelm II, who, from traditional friendship to Russia as well as antipathy to England made it clear that a Russian seizure of Constantinople and the Straits would, in his opinion, not constitute a casus belli for Germany; the interest of Austria could be maintained by giving her Salonika as a compensation. It was the remainder of Bismarck’s old policy of dividing the Balkans into two spheres of influence for Russia and Austria, and presiding over them as arbitrator. But Wilhelm was not Bismarck and thus the nostalgic endeavour tanked.

When tensions increased in South Africa between Boers and Britishers in 1895, Wilhelm II easily managed to upset Great Britain with his ill-advised Kruger telegram of January 3, 1896, in which he congratulated the Boer President to his accomplishments in driving out English raiders (“I express to you my sincere congratulations that you and your people, without appealing to the help of friendly powers, have succeeded, by your own energetic action against the armed bands which invaded your country as disturbers of the peace, in restoring peace and in maintaining the independence of the country against attack from without.“). A few months earlier he had demanded in a conversation with the British Military Attaché in Berlin that England “take up a clear position either with the Triple Alliance or against it“, adding that “the former alternative would require a formal undertaking such as was customary between continental Powers, i.e. sealed and signed guarantees.'” (49) The same invitation he extended in writing to the new Prime Minister Lord Salisbury in London on December 20, 1895, who, however, failed to acknowledge receipt. Given that Wilhelm knew Britain’s disinclination to formal alliances perfectly well, one is left to wonder about his state of mind.

Meanwhile, Italy’s Prime Minister Francesco Crispi complained to Bülow, then Ambassador in Rome, that “France makes war on us everywhere. Whatever may be said about the Triple Alliance being concluded to maintain peace, for us it has been the opposite. For us the Triple Alliance is war. Our position is intolerable. And I repeat, for us, this state of affairs is worse than war.” (50) There was, of course, no true war going on, except for a few ruffled feathers in Italy’s excitable nature, but Crispi’s complaint depicts the psychological afflictions of the imperial age. In reply, Chancellor Hohenlohe pointed out that the alliance was a defensive league to maintain peace, not a clique of robbers. (51) Italy’s frustration continued, although she was able to come to an agreement with France over Tunisia in late 1896.

In the Balkan, Austria continued the attempts to enlarge her domain of influence further east than Bismarck’s old division of influence spheres had suggested, chiefly driven by her State Department that was occupied by a Russophobe Hungarian camarilla; the result, increasing tensions with Russia, irritated Berlin, which made clear that it would not support an Austrian strike at Constantinople. Austria then attempted to enlist England’s aid, but, again, Salisbury replied in the name of Her Majesty’s government that “it was impossible to take any engagement involving an obligation to go to war” and Vienna got nowhere.” (52)

Bernhard von Bülow

A change in the German government brought the replacement of Foreign Minister Marschall von Bieberstein by Bülow and the appointment of Alfred von Tirpitz to the post of Secretary for the Navy in June 1897. These substitutions would prove fatefully important, for not only were here the origins of Germany’s naval race with England but the notorious Pan-German League, founded in 1893, began to exert political influence as well.

Tirpitz

Alike many naval officers of the time, Tirpitz had become a follower of Alfred Thayer Mahan, an American naval captain, whose book “The Influence of Sea Power Upon History” had become a military bestseller. It argued that, as England’s example proved, it was necessary for an empire to maintain sea power, that is, a battle fleet superior to her competitors, to project global influence and protect its economic interests. Tirpitz relished the idea very much, not in the least because it would much improve the prestige of the German navy, that is, his own office, which up to then had been a small department for coastal defence. Tirpitz had Mahan’s book translated and distributed to everybody he knew.

He was anti-British, too, which put him in the emperor’s good graces; a feeling that was largely reciprocated in England. Luigi Albertini cites the “Saturday Review” of September 11, 1897, which argued that “in all parts of the earth English and Germans jostle each other. Were every German to be wiped out tomorrow, there is no English trade, no English pursuit, that would not immediately expand”, and recommended that “Germania est delenda“. (53)

Numerous Italian, Austrian and German appeals to England in the last decade or so, inviting her to the Triple Alliance, had failed to impress her much, but from 1898 on the situation reversed itself; now Whitehall sought German attention. At the same time, renewed Russian scepticism over the Entente with France led the Tsar to propose a continental alliance of all powers against “the ambition, the implacable egoism, and the avidity of England.” (54) A Bismarck might have been able to square this diplomatic circle; Wilhelm, the old Chancellor von Hohenlohe and Bülow were not.

Suddenly China appeared in the German focus. When General Obruchev arrived from St. Petersburg with some anti- England proposals in the autumn of 1897, Bülow succeeded, while stalling Obruchev’s original mission, to win the Tsar over to assist Germany in the acquisition of a combined port, trading post and coaling station on the Pacific Coast. With the Tsar’s connivance, taking advantage of the weakness of the Chinese government, German troops landed at Jiao Xian in China’s Shandong peninsula, over which they acquired a ninety-nine-year concession in March 1898 (Tsingtao). The Russians, meanwhile, had obtained their own Pacific harbour in Port Arthur, which became the principal port for their Far Eastern fleet after they had thrown out some nosy Britishers. Russian admirals had read Mahan’s book as well.

German Tsingtao, Postcard, about 1910

In the eyes of Her Majesty’s government, the Russian activities were quite close to poaching in England’s own back garden, for Great Britain controlled more than eighty per cent of the Chinese trade. She was not likely to allow Russian expansion – the German colony was too small to matter. In the Mediterranean, Austria-Hungary and Italy, to a degree, counteracted the spread of Russian influence, but who could aid Britannia against Russia in the Far East?

In the opinion of Joseph Chamberlain, head of the British Liberal Unionists and Secretary for the Colonies, it might be Germany. Unlike Salisbury, he saw dangers in England’s isolation. Already French expeditions probed the White Nile from the south and had established a base near Fashoda (today’s Kodok in Sudan). Chamberlain used Salisbury’s absence from the Foreign Office on account of a spa visit to Europe after March 25, 1989, to advance his ideas, but, not being a diplomat, it would seem that he approached his pleadings to Germany, as Luigi Albertini commented, “in the manner of a business deal.” (55) Strangely enough, after all the earlier German overtures to England, now it was Bülow who prevaricated, citing concerns over Germany’s relation to Russia, which might suffer from a flirt with her mortal enemy. Bülow summarized his position in writing to Wilhelm that we “must hold ourselves independent between the two; be the pointer on the scales, not the pendulum swinging from left to right.” (56)

When Salisbury returned to Whitehall in late April 1898, he had to find out that Chamberlain had meanwhile made his demand of an alliance with Germany public, for instance in a speech on May 13 in Birmingham. Chamberlain’s reasoning, however, failed to convince Salisbury and the issue remained open. Suddenly Wilhelm took action, when …

… on 30 May 1898, the Kaiser took the step of writing to the Tsar telling him that three times in the last few weeks England had talked of an alliance, the last time requiring the answer within a brief time limit. As the Triple Alliance, Japan, and the United States were all to be included, the alliance could only be directed against Russia.

“I beg you to tell me what you can offer and what you will do if I refuse.”

Before answering, the Kaiser wanted to know the Tsar’s proposals. Let the latter not hesitate on account of France which could enter into any combination he desired. By this indiscretion, the Kaiser offered the prospect of reviving the old Continental league against England. The Tsar, however, did not rise to the bait but answered on 3 June that a few months earlier England had made attractive proposals to him too and that he was not in a position to answer the question whether or not it was advantageous to Germany to accept these repeated English offers. (57)

Wilhelm II

At this point, the reader might be excused if the suspicion arose that any system that depended on puerile aristocrats who habitually engaged in pissing contests was doomed to end in a global war. Wilhelm and his advisors concluded that “any agreement with England would appear directed against Russia and would lessen the security of Germany to east and west, while any agreement with Russia would appear directed against England and would lessen the chance of colonial acquisitions.” (58) The compulsiveness of imperialist reasoning reared its head again; had Bismarck been in office, he would have counselled that, in the worst case, a treaty with Russia might cost a few thousand square miles of torrid African steppe, but would prevent the annihilation of the Fatherland.

In the autumn of 1898, through Lascelles, her Ambassador in Berlin, England put the quite unheard-of proposition on the table – apparently secured by Chamberlain in a cabinet vote – that the two countries could reach agreement on mutual assistance if either one were attacked by two other Powers, but Bülow again prevailed in counselling against it by writing to Wilhelm, in a variation of his old theme, that, by declining any alliance with England or Russia, “Your Majesty can be present as Arbiter Mundi at the eightieth birthday celebrations of H.M. Queen Victoria.” (59) That no one would ask notoriously unreliable Wilhelm to assume this role never entered Bülow’s mind.

Meanwhile, trouble brewed in Sudan. Lord Kitchener had massacred the followers of the Mahdi at Omdurman and hoisted the Union Jack in Khartoum. Then he embarked on Fashoda with a small party, to challenge the French under Captain Marchand who had established a camp there. No one yielded, and both British and French flags flew in Fashoda while the diplomats in Paris and London ministrated on the matter. Escalation followed, to a degree at which war seemed to become a distinct possibility, until, on November 4, 1898, the French Foreign Minister Delcassé informed London that the French troops had been ordered to leave Fashoda.

Book on Marchand’s Expedition

France’s giving way may have been influenced by the liberal Dreyfusard movement, which deplored the reactionary leanings of the Tsar and the Kaiser and advocated rapprochement with Albion. On the other hand, the French Right, convinced that the Dreyfus scandal was a British machination to weaken her eternal enemy, inflamed the patriots. The journalist Cassagnac wrote that “if Germany is an object of hatred, it is for a definite past which can be wiped out. … But England’s hatred against us is inextinguishable; England is the enemy of yesterday, tomorrow, and forever.” (60)

On December 11, 1898, the Tricolore was lowered at Fashoda but the crisis was not yet over. (61) To bring it to a negotiated end, Paul Cambon became the new French Ambassador at the Court of St. James, a post he would hold until 1920. Eventually, a treaty was signed that recognized England’s claims on Egypt and the Upper Nile valleys yet allowed France expansion toward the west and south. That, however, seemed to infringe an earlier Anglo-Italian agreement over the latter’s right in the Tripolitanian hinterlands and the problem was not resolved until two years later, when by mutual declaration, France signalized disinterest in Tripolitania while Italy admitted the same for Morocco. That the Italians completely managed to botch their eventual invasion in Libya twelve years later is a different story, and will be related below.

Meanwhile, in August 1898, the new Tsar of Russia, Nicholas II, had proposed an international conference to discuss “the most effective means of assuring to all peoples the benefits of a real and lasting peace and in particular to put an end to the progressive development of existing armaments.” (62) Although rumours held, perhaps truthfully, that all that Russia wanted was a temporary slowing down of the armaments race for the purpose of rebuilding and modernizing her own artillery, (63) the conference eventually took place at The Hague, in the Netherlands, from May 18 to July 29, 1899. The first instance of discussion was a Russian proposal to freeze conscription numbers for five years, which was easily shot down by Germany and Italy. The second proposal was to introduce international arbitration to conflicts, but, again, German opposition could not be overcome until the final version of the arbitration agreement amounted to making the process voluntary. Although a few innocent formulations were eventually developed, which graced the final deposition of the conference, the occasion had not accomplished much.

Hague Conference 1899

Perhaps as a reaction of Wilhelm’s unyielding opposition to the conference aims, Delcassé travelled to St. Petersburg a week after its conclusion, to renegotiate, if possible, the terms of the Entente Cordiale. He was received favourably and proposed to correct the political agreement of August 27, 1891, in that now not only the maintenance of peace but also “the equilibrium among the European forces” (64) became its objective. This was agreed on, and the French government’s unofficial propagandist Pierre Renouvin, a historian by trade, had no problem to recognize that the formula about the equilibrium “is a device to make Russia take into account the question of Alsace-Lorraine, which she affects to ignore …. It is thus accurate to say that the spirit of the Franco-Russian alliance is changed. “(65) It had changed indeed, for now, it could be interpreted to cover an attack as well, and the subsequent modifications in the Military Convention took this into account. Luigi Albertini tallies them up:

The [old] military convention of 1892 did not create obligations for France in case of a war of Russia against England. But the possibility of such a war was discussed at a meeting held in July 1900 between the Russian and French Chiefs of Staff, who drew up a protocol in which it was stated that if England attacked France, Russia would create a diversion against India with 300,000 men, when the construction of the Orenburg-Tashkent railway was completed; if on the other hand, England attacked Russia, the French General Staff would concentrate 150,000 men on the Channel coasts and threaten a landing in the British Isles.

For several months these terms remained a simple proposal of the two General Staffs; after a fresh visit of Delcassé to St. Petersburg in April 1901, it was laid down in an exchange of letters between Delcassé and
Lamsdorf [the new Russian Foreign Minister] on 16-17 May that the two Governments agreed to them in case of a war “imposed on Russia and France by England alone or by England supported by the Triple Alliance”. The agreement even began to be implemented when the French Government authorized a loan to Russia of 425,000,000 gold francs destined for the construction of strategic railways, in particular, the one from Orenburg to Tashkent. (66)

There was no doubt that the two general staffs also discussed other scenarios, say, a war with Germany or Austria. Meanwhile, on the British Islands, Chamberlain resumed his efforts to bring about an Anglo-German understanding. The occasion of his renewed attempt was the aforementioned birthday celebration of Queen Victoria, where, alas, no one yet had asked Wilhelm to arbitrate anything. Apparently, there was a conference at Windsor Castle, in which Wilhelm, Bülow, Asquith and Chamberlain participated and laid out a road map. It was resolved that Chamberlain would smooth the way, which he attempted to do in a speech at Leicester on November 30, 1899. He opined that:

“I cannot conceive any point which can arise in the immediate future, which would bring ourselves and the Germans into antagonism of interests. On the contrary, I can see many things which must be a cause of anxiety to the statesmen of Europe, but in which our interests are clearly the same as the interests of Germany and in which that understanding of which I have spoken [previously] in the case of America might, if extended to Germany, do more, perhaps, than any combination of arms in order to preserve the peace of the world.

If the union between England and America is a powerful factor in the cause of peace, a new Triple Alliance between the Teutonic race and the two branches of the Anglo-Saxon race will be a still more potent influence in the future of the world. I have used the word ‘alliance’, but again I desire to make it clear that to me it seems to matter little whether you have an alliance which is committed to paper, or whether you have an understanding in the minds of the statesmen of the respective countries.” (67)

That was frank, perhaps too frank, and the proposal was received in neither country on its merits. In England, the affair over the Kruger telegram was not forgotten, and the papers had a field day; in Germany, the speech caused an unprecedented storm of indignation. The influential journalist Theodor Wolff of the Berliner Tagblatt vowed that Germany “was not going to pull the chestnuts out of the fire for England” (69); the Navy League fulminated that the offer was only directed at diverting money from the German fleet program to Albion’s sole benefit. Hastily, Bülow repented, and when laying before the Reichstag the Second Navy Law, he avowed that “in the coming century Germany will be either hammer or anvil,” (70) as if he had not been present at Windsor Castle.

The naval bill was truly enormous: it provided for the building of thirty-four battleships, fourteen heavy and thirty-eight light cruisers and eighty torpedo boats within sixteen years, (71) and necessitated the construction of three new harbour facilities to service all these ships. William explained to the world that he had never been to England in the first place, but if he had been, he would have been misunderstood. Not only had he never known of any English proposals, but he was also sure that, as he told the Russian Ambassador in Berlin, “‘Russia alone could paralyse English power and deal her, if need be, the mortal blow. Should the Tsar send his army against India, he [Wilhelm] would personally guarantee that nobody in Europe should move. He would mount guard along the French frontiers. … In England, they well know this. I have never concealed that in the Far East I shall never be on their side.” The astonished Ambassador asked if he were to report this conversation. “Certainly“, replied the Kaiser.” (72) It would seem that Wilhelm’s megalomania was doing well.

After Bülow and Holstein repeatedly disavowed an English alliance, the renewed, tacit advances of new Foreign Minister Lansdowne and Lord Salisbury – now Prime Minister – found no positive reply. Finally, the latter stated the long and short of his government’s refusal to enter alliances in the memorandum of May 29, 1901.

“The British Government cannot undertake to declare war, for any purpose, unless it is a purpose of which the electors of this country would approve. If the Government promised to declare war for an object which did not commend itself to public opinion, the promise would be repudiated, and the Government would be turned out.

I do not see how, in common honesty, we could invite other nations to rely upon our aid in a struggle, which must be formidable and probably supreme, when we have no means, whatever, of knowing what may be the humour of our people in circumstances which cannot be foreseen.” (73)

When Lansdowne talked to the new German Ambassador Metternich on January 19, 1902, whether, despite the basic inability of Whitehall to enter in a military treaty, other mutual problems could be resolved, the new Ambassador replied that they could not; England would have to choose between all and nothing. We may reflect here on the words of the German historian Erich Brandenburg:

“In trying, by means of carefully balanced paragraphs to escape the danger of being exploited by England and then left in the lurch, our political leaders conjured the far greater peril of driving our natural allies into the arms of our opponents and leaving ourselves isolated. Yet they constantly cherished the conviction that they had acted wisely because England must and would eventually return. The English never came back to us. They went instead to our enemies.” (74)

Anglo-German talks largely ceased, and the attention of Wilhelmstrasse turned to the important matter of the renewal of the Triple Alliance, on the calendar for summer 1902. Italy had experienced another change of government and under the aegis of the new Foreign Minister Prinetti and the influence of King Victor Emmanuel III, whose anti-Austrian and anti- Wilhelmine feelings were well-known, plus the sympathies of new Prime Minister Zanardelli for the Irredentists [FN 11], the country seemed to lean more and more on France, especially since Prinetti was a Lombard, who were traditionally friendly towards France. In one of his earliest interviews, with the “New York Herald”, Zanardelli explained that “if the treaties [FN 12] are renewed, they can have no other aim than peace. We shall have to divest them of all suspicion, which unfortunately has several times arisen, of animosity toward France. It is our duty to work in that sense, because Italy and France must remain friends.” (75)

[FN 11] The Irredentists demanded the return to Italy of all Italian-speaking provinces, essentially those remaining with Austria, i.e. Friuli, Trentino and Trieste. [FN 12] That is, including the commercial adjuncts to the Triple Alliance.

Such talk was not suited to mollify either Berlin or Vienna, and when an Italian navy squadron visited Toulon, the principal French warship base in the Mediterranean, Bülow was reported to have told his Italian mother-in-law that “Italy will have to decide soon to make her choice between matrimony and concubinage.” (76) Most surprisingly, Italy subsequently decided to reveal her agreement with France over Tripolitania, which had been concluded in the aftermath of the Fashoda affair but had been kept secret.

In Bülow’s parlance, Italy’s tried the squaring of the circle; to retain matrimony to the Triple Alliance but to lust, perhaps, for an extended French affair. Italian politicians routinely disavowed such notions but were unable to convince their allies. To these vexations was added the problem of the Pope, who sought to be given back a secular state. While the overall situation was that Italy could not really afford not to prolong the alliance, differences with Germany arose over the question of eventual changes which were advocated by Prinetti.

He envisioned three modifications. The first regarded Italy’s desire for the conquest of Tripolitania and the Cyrenaica; a new Article XI should be inserted in the treaty, in which “the allies of Italy [Austria-Hungary and Germany] declare their disinterestedness towards any action which she [Italy] might undertake at her own risk and peril in Tripolitania or in Cyrenaica.” (77) Demand number two was that the members of the alliance should guarantee the status quo in the Balkans, for if Russia were to come into possession of Constantinople and the Straits, Italy would be reduced to the level of a second rate power in the Mediterranean, “helplessly wedged in between France and Russia.” (78) The last demand was that, without a previous agreement on the commercial issues, the Alliance would not be prolonged.

Bülow prevaricated, and nothing moved until Austria proposed that, once the treaty was renewed in the original form, she would promise Italy not to interfere in “Italian action in Tripoli or in Cyrenaica, in the event that the existing status quo in this region should, as the result of particular circumstances, undergo a change, and Italy were to find herself forced to resort to such measures as her own interest might dictate.” (79)

This Prinetti appreciated, but insisted on the primary importance of the commercial treaty, a matter which Bülow, however, refused to discuss. On April 26, 1902, Bülow told Lanza, the Italian Ambassador in Berlin, that it would have to be yes or no – like he had instructed Metternich to cold-shoulder Lansdowne in London. The Italians had to give in, and, on June 28, 1902, the unchanged contract was signed, although an annex incorporated the declaration in the matter of Tripoli that Austria had promised.

Earlier in the year, an indiscretion of Prinetti had led France on the track of a secret agreement outside of the treaty itself, concluded in January 1888 between the General Staffs of Germany and Italy, which stipulated that in the case of a war of the Alliance against France and Russia, Italy was to send six army corps and three cavalry divisions to Germany’s assistance at the Rhine front. Later, the obligation was reduced to five army corps and two cavalry divisions. (80)

In 1901, this military convention had become a matter of bilateral talks, initially separate from the more political issues, and the German Military Attaché in Rome, Major von Chelius, was told at an audience with the King that His Majesty had reservations against the dispatch of so many of Italy’s best troops north, where they could not protect the Italian borders and coast. It was clear that, between the lines, Italy sought to slip out of the potentially dangerous obligation, and Chelius reported the matter to Bülow, who gave Chelius’ report to the German Chief of Staff, Alfred von Schlieffen, for evaluation.

Schlieffen knew his Italians well and had to calculate whether the retention of the obligation would actually strengthen Germany or not, or might further estrange the Italians from the Alliance. They even might defect to the enemy. If they did, France could throw the approximately 150,000 men who guarded the Italian border to the Rhine Front, and Austria would have to spare troops from her eastern borders vis-a-vis Russia and send them south to guard the Italian frontier in the Alps.

Overall, Schlieffen decided that he could do without the Italians and Chelius informed Saletta, the Italian Chief of Staff, that Germany regarded the obligation as repealed. But the incident renewed doubts in the German and Austrian General Staffs whether Italy would fulfil any military obligations in the event of the casus foederis, and these doubts, as it will turn out, were all but unjustified.

Prinetti, who was a businessman and industrialist by trade, not a politician – and a diplomat much less – seems to have taken Bülow’s refusals of his proposed modifications to the heart. Albertini, a fellow Italian, commented that “having before one’s eyes the vision of the man with his outbursts, his rages, his wild utterances, one can measure the resentment that must have remained in his spirit after being obliged to bow to refusals, so intolerable to him, inflicted by Bülow and Goluchowski [Kalnoky’s successor as Austrian Foreign Minister].” These refusals played into the hands of Barrère [French
Ambassador in Rome], the tempter standing by his side, who had acquired a considerable ascendancy over the Italian Minister and took advantage of it at a favourable moment to induce Prinetti to sign an “agreement of great scope and gravity.” (81)

Barrère’s original idea was to neutralize the parts of the Triple Alliance that regarded France. “In other words,” says Albertini, “that the casus foederis should occur for Italy if Germany were attacked from two sides, i.e. by France and Russia, but not if she were attacked by France alone; in this case, Germany was to content herself with Italian neutrality.” (82) We note here that this would be a provision favouring a French offensive on Germany under exclusion of Italy, exactly what the Triple Alliance was conceived to prevent. Prinetti declined the first proposal, but on June 30, 1902, two days after the renewal of the Triple Alliance, exchanged letters with Paris in which he avowed that:

“In the case that France were to be the object of a direct or indirect aggression on the part of one or more Powers, Italy will maintain strict neutrality.

The same will happen if France, in consequence of direct provocation, should find herself compelled in defence of her honour and her security to take the initiative in the declaration of war. …

To remain faithful to the spirit of friendship which has inspired the present declaration, I am further authorized to confirm that there does not exist on the part of Italy and will not concluded by her any protocol or military international disposition such as would be in disaccord with the present declaration.” (83)

In other words, Italy invalidated the Triple Alliance unilaterally, gave it up, as far as France was concerned – without telling her allies. Pressed by Barrère to define “direct provocation“, Prinetti gave examples of casi belli that included, for example, Wilhelm I’s refusal to receive Benedetti in Bad Ems in 1870. Diplomatic slights, real or imagined, could thus become sufficient grounds for war.

The advantages for France were obvious, for she had removed a potential opponent in her pursuit of revanche against Germany, but it was less clear what Italy won in the trade, except that France now promised not to hinder Italian expansion into Tripolitania and the Cyrenaica. This was nice enough but did not change the fact that all other Powers still objected to Rome’s intentions in North Africa. Thus overall, the Franco-Italian understanding lessened, not improved, the chances of peace.

Meanwhile, in the East, a thaw seemed to have taken place in the Austro-Russian relations. In the autumn of 1902, one of the more effective Balkan conspiracies, undertaken by Bulgaria to come into the possession of Macedonia had played out, and a Bulgaro-Macedonian cohort of irregulars succeeded in cutting off northern Macedonia temporarily from the outside. It was less the activities of these bands that Austria, its northern neighbour, feared, than that Italy would use the opportunity to invade and occupy Albania, west of Macedonia, via the Adriatic Sea. To forestall such a development,
Goluchowski alerted St. Petersburg about the danger both nations faced from possible Italian interference and Austria and Russia concluded an agreement that reaffirmed both countries’ intentions in the Balkan: trilateral consultations including the Ottomans were agreed on and outside influences, i.e. Italy’s, rejected. Germany, France and Great Britain were notified of the understanding without delay and accepted it on the same day; Italian assent trundled in a day later.

On February 23, 1903, the Russian government gazette “Messenger” published a communiqué that assured the Slavic Balkan states of unyielding Russian assistance but also warned them that they …

“… must not lose sight of the fact that Russia would not sacrifice a drop of blood of her own sons nor the smallest fraction of the possessions of the Russian people if the Slav States, in defiance of the counsels of wisdom given them beforehand, were to seek, by revolutionary and violent means, to change the established order of things in the Balkan peninsula.” (84)

THe little drummer boy, p. 309

That was clear enough, one would think, but in celebration of Slavic stubbornness the Macedonian revolt not only resumed but branched out to Turkey in early 1903. A Turkish bank in Salonika was blown up by Bulgarian terrorists on April 29, 1903, and soon Austrian and Russian troops, as well as Austrian and Italian warships, resumed stations near the borders of
Bulgaria and Turkey, who might go to war any moment, for they were already calling up reservists. A concerted démarche by Austria and Russia eventually stopped the Bulgarian mobilization, but the Macedonians continued, and by August 1903 about 30,000 of their irregulars took to the field yet were beaten, in a nasty three-month campaign, by superior Turkish regulars.

At the occasion of Wilhelm II visiting Vienna on September 18 and 19, 1903, Goluchowski reiterated to Bülow Austria’s position that she would never allow an effective partition of the Balkan peninsula between her and Russia, because claiming the eastern Balkan would give Russia a common border with Turkey and might tempt her to go for Constantinople and the Straits; neither was Austria able to allow the formation of a big Slavic state on the Balkans, for the Slavic people of Austria-Hungary could not be kept from attempting to join it and the monarchy would have to resort to arms to suppress such a desire, which, in turn, might lead to war with Russia and general conflagration. For these reasons, Austria’s policy would remain to maintain the status quo on the Balkan and allow changes only in the smallest of increments. Finally, Italy was to abstain from the annexation of Albania, for this would bottle up the Habsburg realm’s entry to the Mediterranean via the Adriatic Sea and would constitute a casus belli. (85) These Austro-Italian tensions raised the question whether the Triple Alliance could be preserved at all, and if it were to break up, it should quickly be replaced by a renewed form of the Dreikaiserbund, as far as Goluchowski was concerned.

On October 4, 1903, Nicholas II, Francis Joseph and their Foreign Ministers met at Mürzsteg in the Alps to prepare suggestions for the aforementioned trilateral consultations with the Porte, i.e. a program for Turkey’s internal reforms, and the result of the meeting, the so-called “Mürzsteg Punctuation”, was officially transmitted to the Turks and the governments who had signed the underlying provisions for the arbitration of Balkan affairs in the Treaty of Berlin in 1878 on October 24,

The contents advocated government reform, especially of the police, to re-establish peace in the Turkish possessions in Europe, a redrawing of the internal borders of Macedonia was envisioned “in the direction of a more regular grouping of the various nationalities,” (86) other frontiers might be redrawn as necessary, careers in the public service should be made available to Christians and international committees would observe and, if the need arose, improve local measures. Commissions of inquiry, containing equal numbers of Christian and Muslim, were to be set up to investigate and prosecute the numerous political crimes that had been committed during the last thirty years of trouble.

All this was perfectly in the spirit of the Treaty of Berlin, except that Italy, again, felt slighted by the prominent role played by Austria and Russia in the convention; her indignation, as one would expect, only motivated Austria and Russia to improve their cooperation in regard to Turkey. This found expression in a secret agreement between Austria and Russia, signed on October 15, 1904, in St. Petersburg:

“… the two Powers have come to an agreement to observe a loyal and absolute neutrality in case one of the two parties signatory to this declaration should find itself alone and without provocation on its part in a state of war with a third Power which sought to endanger its security or the status quo; the maintenance of which constitutes the basis of their understanding, as pacific as it is conservative.

The engagement between Austria-Hungary and Russia stipulated in the above naturally does not apply to the Balkan countries whose destinies are obviously closely attached to the agreement established by the two neighbouring Empires. The said engagement is understood to remain valid as long as these two Great Powers shall pursue their policy of an understanding in the affairs of Turkey; it shall be kept secret and cannot be communicated to any other Government, except after a previous understanding between the Cabinets of
Vienna and of St. Petersburg.” (87)

The parties agreed to let Berlin know about this essentially anti-Italian agreement but, naturally, not Rome; for in the case of war with Italy, the contract would secure Austria’s back, her Russian border.

Fifteen months earlier, in June 1903, events in Serbia had permeated the headlines of the international press. King Alexander, son of King Milan – whom we have met last in his unsuccessful war against Turkey in 1876, which gave rise to the Congress of Berlin two years later – had followed his father on the throne in 1889, but in the first years of the new millennium made several decisions that estranged him from his subjects. In 1900, he “married his mistress, Draga Masin, a widow of doubtful reputation, much older than himself,” and in “1903 he suspended the Constitution granted by himself in
1901, and nominated a military Cabinet
.” (88) His reign grew erratic and authoritarian, until one more conspiracy, featuring the same Dragutin Dimitrijevic who would become the organizer of the assassination of Francis Ferdinand in Sarajevo 1914, succeeded in murdering the royal couple, the queen’s brother and various ministers, and installed on the throne one Peter
Karageorgevic, great-grandson of the Serbian liberation hero Karageorge, who had obtained for his country limited autonomy from the Ottoman Empire in the Napoleonic era.

The new king was readily acknowledged in both Austria and Russia, which had led contemporaries and historians alike to speculate that both governments had been aware of the Dimitrijevic plot; on the other hand, Great Britain and the Netherlands broke off diplomatic relations with Serbia over the incident. After a period of adjustment, the Pan-Slavic Radical Party dominated the government and initiated pro-Russian, anti-Austrian policies, seeking to create a Greater Serbia by liberating, and then absorbing, their fellow Slavs in Bosnia-Herzegovina, Montenegro and the Turkish provinces, but not allowing into the fold Croats and Slovenes, that is, refusing a complete Yugoslavian solution*.
What was Austria’s response to these Serbian plans? Much as the Hungarians wanted to neutralize all supposedly traitorous Slavic organizations in the realm, the more cautious Austrians were aware that suppression might only provoke insurrection. The parties were thus much at odds, which added to the political instability of the Dual Monarchy. In late 1905, the Hungarians undertook an about-face and tried to enlist, by promises of eventual recognition of their claims, the aid of the southern Slavs against Vienna, towards which they tried to present a united front. When the Slavs pledged their support but the Hungarians subsequently “forgot” their earlier assertions, the Slavs further distanced themselves from the cause of the Habsburgs.

* The “Yugoslav”, i.e. ‘Southern Slav’ concept was the idea to unify Slovenes, Croats and Serbs in a single federation, but to exclude Bulgaria, Montenegro, Albania, Bosnia and the Hercegovina.

Meanwhile, the new Serb government had reached the beginnings of a rapprochement with Bulgaria, which was met with sympathy by Italy – which counted on the negative effect this would have on Austria. Yet Russia’s opposition, which, in doubt, valued the status quo over aiding her fellow Slavs, could not be overcome until Russia’s subsequent weakening in the aftermath of the lost Russo-Japanese War of 1904/05. When Serbia’s prime minister Pasic secured a French loan and began to order weapons from France and Germany instead of the Austrian Skoda works, and Bulgaria agreed to a limited Customs Union with Serbia in June 1905, the country’s fortunes were on a high, and she went with optimism into the scheduled negotiations with Austria for a new commercial treaty in November 1905.

Yet when an indiscretion revealed the Bulgaro-Serbian customs agreement to Austria, she closed all negotiations, and the borders, and the two countries engaged in a commercial war, known as the “pig-war”* of 1907/08, before reason prevailed and a new treaty was agreed on. Yet Austro-Serbian relations remained struck with mistrust and suspicion and became one of the kindlings for the great conflagration of 1914.

*Like Hungary’s, Serbian agriculture was renowned for her pigs, who were the providers of meat for the goulashes, sausages and salami the Austro-Hungarian cuisine was famous for. Closing the border to pigs was, obviously, Austria’s way of hurting Serbia economically, but the latter eventually marketed them through Bulgaria and found different buyers.


Part II: The Russo-Japanese War and the Beginning of the Naval Race


to be continued …

(© John Vincent Palatine 2015/19)

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