History of the West

Central European History from Antiquity to the 20th Century

Tag: Second World War

In Austria before the War

… THERE LIVED A WELL RESPECTED FAMILY


The business of the Civil Service is the orderly management of decline.

William Armstrong


In the Year of the Lord 1889, the Austrian Emperor Francis Joseph celebrated his fifty-ninth birthday and forty-first anniversary of his reign over the vast Empire of Austria and Hungary; when he died, in 1916, he had ruled the state for sixty-eight years. The realm was huge – covering over 180,000 square miles or about 450,000 square kilometres. The emperor’s domains stretched, in the east-west axis, from Czernowitz on the Prut River in today’s Ukraine to Vorarlberg near the Swiss border, and, in the north-south axis, from the lower Elbe River near Aussig to Ragusa (Dubrovnik) in southern Croatia, two-thirds down the eastern Adriatic coast.

Ethnically and thus politically, however, these territories were hopelessly divided. The racial diversity of the Imperial population included Germans in Austria, Hungary and the Sudetenland; Czechs in Bohemia and Moravia; Slovaks to their east; Poles in western Galicia and Ruthenians, Catholic Ukrainians, in the eastern part of it; Magyars in Hungary and Transylvania interspersed with some more Germans and Romanians; Slovenes, Friulians and Italians south of the Julian Alps; and finally Croats, Bosnians, Albanians, Montenegrinos and Serbs in and around the Balkan mountains.

Ethnolinguistic Map

All these groups fought incessant but mostly inconclusive battles over appointments, representation and influence in the empire and its court, while a laborious civil administration struggled with the actual governance of the multitudes. The exceptionally long reign of Francis Joseph had much aided the ossification of the Imperial structures, which, given the Habsburgs’ reverence for tradition, were conservative, to say the least; pre-modern, and reactionary.

Yet on the outside things appeared fit for eternity. Stefan Zweig, one of Vienna’s famous sons, describes the peculiar atmosphere of town and country:

When I attempt to find a simple formula for the period in which I grew up, prior to the First World War, I hope that I convey its fullness by calling it the Golden Age of Security. Everything in our almost thousand-years-old Austrian monarchy seemed based on permanence, and the state itself was the chief guarantor of this stability. The rights which it granted to its citizens were duly confirmed by parliament, the freely elected representatives of the people, and every duty was exactly prescribed.

Our currency, the Austrian crown, circulated in bright gold pieces, as assurance of its immutability. Everyone knew how much he possessed or what he was entitled to, what was permitted and what was forbidden. Everything had its norm, its definite measure and weight. He who had a fortune could accurately compute his annual interest. An official or an officer, for example, could confidently look up in the calendar the year he would be advanced in rank, or when he would be pensioned.

Each family had its fixed budget, and knew how much could be spent for rent and food, for holidays and entertainment; and what is more, invariably a small sum was carefully laid aside for sickness and the doctor’s bills, for the unexpected.

Whoever owned a house looked upon it as a secure domicile for his children and grandchildren; estates and businesses were handed down from generation to generation. When the babe was still in its cradle, its first mite was put in its little bank, or deposited in the savings’ bank, as a “reserve” for the future. In this vast empire everything stood firmly and immovable in its appointed place, and at its head was the aged emperor; and were he to die, one knew (or believed), another would come to take his place, and nothing would change in the well-regulated order. No one thought of wars, of revolutions, or revolts. All that was radical, all violence seemed impossible in an age of reason.

This feeling of security was the most eagerly sought-after possession of millions, the common ideal of life. Only the possession of this security made life seem worthwhile, and constant widening circles desired their share of this costly treasure.

At first, it was only the prosperous who enjoyed this advantage, but gradually the great masses forced their way toward it. The century of security became the golden age of insurance. One’s house was insured against fire or theft, one’s field against hail and storm, one’s person against accident or sickness. Annuities were purchased for one’s old age, and a policy was laid in a girl’s cradle for her future dowry. Finally, even the workers organized, and won standard wages and workman’s compensation. Servants saved for old-age insurance and paid in advance into a burial fund for their own interment. Only the man who could look into the future without worry could thoroughly enjoy the present. (1)

This peaceful state of bliss, however, did not necessarily embrace the whole empire; a new age has brought forth anarchists and socialists. Neither was the status of the rural poor much to write home about. Yet law and order were generally held in high regard for the safety and continuity of society they implied. Into this world of order, a son, whom she named Alois, was born, on the morning of June 7, 1837, out of wedlock, to the peasant maid Maria Anna Schicklgruber in the hamlet of Strones in the Austrian Waldviertel.

The Waldviertel, which literally translates as the “Wooden Quarter” or “Forest Quarter”, was one of the Austrian monarchy’s backwaters, a hilly “country of peasant villages and small farms, and though only some fifty miles from Vienna it has a somewhat remote and impoverished air, as if the main currents of Austrian life had passed it by.” (2) It is located slightly north-east of Linz, respectively north-west of Vienna, between the Danube River and the Czech border in the direction of Brno. It is a borderland and has seen its shares of marauding armies over the centuries. German tribes on the way to the treasures and temptations of the Roman Empire had crossed through the land which the Romans called “Noricum”, followed by the Huns, various tribes of Goths, the Hungarians and finally the Turks. It had seen armies in the Thirty-Years-War and the Napoleonic Wars; only after the Congress of Vienna a century of peace graced its gently rolling hills.

Peasants of the Waldviertel

The name “Hitler”, variably spelled “Hidler”, “Hiedler”, “Hüttler”, “Hietler”, “Hytler” or “Hittler” was one of the more common names in the district. It is documented as early as 1435, when the Abbot of the Herzogenburg Monastery drew up a deed granting to Hannsen Hydler and his wife property near Raabs, on the Thaya River. (3) The etymology of the name indicates a possible derivation from the German word “Heide” [in English “heather”, relating to a meadow], of which the Waldviertel was full. All of Alois’ life occurred within a radius of one hundred miles of Linz, then as now the capital of the province of Oberösterreich, Upper Austria.

Little is known about Adolf Hitler’s paternal grandmother Maria Schicklgruber. The tiny village of Strones where she lived was far too small to be a parish of its own, and thus baby Alois had to be registered in the slightly bigger village of Döllersheim, a couple of miles to the north-west. It was generally known that the baby was born out of wedlock and therefore was, strictly speaking, “illegitimate”. Many theories have been spun and explanations offered in which this circumstance supposedly played the one or other role in Alois Hitler’s life or in that of his son Adolf, and they are all bunkum. The reality of the Waldviertel dictated that “legitimacy” was a concept the peasants simply could not afford to pay heed to, and which occasioned no advantages in their daily lives. “Illegitimacy” might have been a significant problem for the heir of a throne or the prospective owner of land, a shop or business, but not to farmhands and share croppers. It was a common occurrence, and there is not the slightest indication that Alois ever suffered from an imagined stigma attached to it. There were no empires to bestow on Alois, and his son took them regardless of a court’s permission.

The Remains of the Hamlet Strones

Another disparaging theory was circulated in the early 1930s regarding Adolf Hitler’s parental grandfather. Alois, the rumours held, was the illegitimate son of a wealthy Jewish merchant from Graz named Frankenberger or Frankenreither, who had seduced Maria, who was working as a maid in his household – in a variation of the theme, the merchant’s son was the debaucher, and his father paid for the girl’s discretion.

Such a story, if true, would naturally be a feast for Hitler’s political enemies. After a few Austrian newspapers had come up with it during the German general election campaign of 1930, the allegations resurfaced when Hitler ran for German president against Hindenburg in 1932. At length, Hitler dispatched his legal counsellor Hans Frank to investigate. The lawyer was told that the nineteen-year-old son of a Mr. Frankenberger from Graz was the culprit, whose father had allegedly paid alimonies to Fräulein Schicklgruber for fourteen years; a variance of the story had Mr. Frankenberger and his lecherous son in Linz, not Graz. There was, however, not a shred of evidence available in either town, no trace of payments, and hence the story slowly died. Research in the Austrian and Jewish records of Graz and Linz undertaken after 1945 established conclusively that no Jewish families had been allowed to settle in either town before the 1860s, twenty years after Alois’ birth. Neither were there any Frankenbergers or Frankenreiters at all, and thus the bottom fell out of the story for good.

Photograph rumoured to show Alois’ Birthplace
Weitra Today

The first five years of Alois Schicklgruber’s life were spent in Strones with his mother, who married, in 1842, a seldom employed millworker named Johann Georg Hiedler from the nearby hamlet of Spital near Weitra. [FN1] The marriage seems not to have changed much: the couple lived in abject poverty, and after Maria died five years later of tuberculosis and Johann Georg re-entered the vagrant lifestyle, the child passed into the wardship of Johann Georg Hiedler’s brother Johann Nepomuk Hüttler of Spital, House # 36. This wardship gave rise to a fair amount of village gossip: rumour control asserted that Johann Nepomuk was, in fact, the biological father of the boy.

[FN1] The name “Spital” is a common name for Austrian villages and towns, and the village of Spital in Lower Austria, which plays a role here, must not be confused with the town of Spital in Carinthia, whither, for example, historian Marlis Steinert puts Johann Nepomuk Hüttler.

Nobody knows who Alois’ father truly was, and it is possible that Maria did not know herself. In this time and place, sexual relations among farmhands were essentially unregulated, babies born out of wedlock numerous and considered welcome additions to the work force if they survived early childhood.

More interesting than idle speculation about the identity of Adolf Hitler’s grandfather is the question of why Alois’ original birth certificate underwent rewriting, tampering and forgery in the summer of 1876, when he was already thirty- nine years old. What had happened in the meantime that could explain such an act?

In 1850, at the age of thirteen, Alois ran away from home, a fact that allows an inference or two about the circumstances or happiness of his childhood. He fled to Vienna, where he quickly found employment as apprentice to a cobbler. He finished, as far as we know, the four years standard apprenticeship and became a shoemaker, but soon quit this profession and enlisted in the Austrian civil service. He passed the entrance examination, which seems quite an achievement since he had enjoyed little schooling at home, and was accepted to serve in the Customs division of the Austrian financial administration. In “Mein Kampf, son Adolf described his father’s arrival in the Austrian capital as follows:

“As the son of a poor cottager, he [Alois] could not even in those early days bear to stay at home. Before he was thirteen, the youngster laced his tiny knapsack and fled from his homeland, the Waldviertel. Despite all the attempts of “experienced” villagers to dissuade him, he made his own way to Vienna in order to learn a trade.

This was in the fifties of the last century. It was a bitter decision to take the road and plunge into the unknown with only three Gulden for travel money. But by the time the thirteen-year-old had grown to seventeen, he had passed his apprentice’s examination [as a cobbler], but was not yet content with his lot – quite to the contrary. The long period of hardship, the endless poverty and misery he had suffered, strengthened his determination to give up the trade in order to become something “better”.

Once the village priest had seemed to the poor boy the embodiment of all humanly attainable heights, so now, in the great city, which had so powerfully widened his perspective, it was the rank of civil servant. With all the tenacity of a young man, who had grown “old” in suffering and sorrow while still half a child, the seventeen-year-old clung to his new decision – and he became a civil servant.” (4)

These words must be read with the knowledge that Adolf Hitler was on the record to regard his father with feelings closer to hate than love, but here he attempts to draw a picture of success, which was to contrast sharply to the opinions he shared in private, or at his headquarters’ dinner tables in the Second World War. More than from the laundered account of his father in “Mein Kampf” we can infer, regarding the happiness of the family Adolf grew up in, from the fact that Alois’ first son Alois Jr., Adolf’s half-brother, left this home at the same age of thirteen as his father had, never to return.

Meanwhile, the stations of Alois Schicklgruber’s rise to a somewhat respectable position in the Customs department – the highest to which he could aspire, given his limited education – followed the predictable patterns of civil service careers; that is, moving through the ranks and around the country. Originally attached as a most junior servant to the Austrian Ministry of Finance in 1855, he was relatively quickly promoted. In the year 1861 we find him as a supervisor in Saalfelden, Tyrolia, and in 1864 as an assistant in the bigger Customs office in Linz. In 1870, he was moved again, to Mariahilf, a change that was sweetened by a promotion to assistant collector. A year later he arrived in the small border town of Braunau at the Inn River, with the rank of Senior Assistant; he grew to like the little town and stayed for almost two decades. In 1875, he was promoted to Assistant Customs Inspector. His career was not spectacular per se, but it was a decent calling for a man of his origins and, apparently, that was what his family thought when they concocted a scheme to bestow upon him a dollop of enhanced respectability.

Braunau City Centre

On June 6, 1876, Alois and three of his friends – Josef Romeder, who was one of Johann Nepomuk Hüttler’s sons- in-law, Johann Breiteneder and Engelbert Paukh – paid a visit to the public notary Josef Penkner in the small town of Weitra, not far from Alois’ birthplace Strones. The notary was paid to prepare for Alois a “LEGALISIRUNGS-PROTOCOLL“, a protocol of legitimization for his birth. The three friends attested that Johann Georg Hiedler, he of the vagrant lifestyle (whom they had known well, they said), had attested to them at various times that he was, in fact, the biological father of Alois Schicklgruber, whom he planned to legitimize one day. The document was drawn up, the witnesses signed, but for a reason that remains unexplained, the paper featured Alois’ new family name in the form “Hitler”, not as “Hiedler” or “Hüttler”. Beweaponed with this document, the posse made its way to the little town of Döllersheim on the next morning, where they paid a visit to the local priest, Father Josef Zahnschirm, upon whom they played a “cunning peasant trick”. (5)

Döllersheim, Church and Cemetery

On the power of the notarized document, and perhaps a contribution to the church funds, Father Zahnschirm agreed to make a few changes to Alois Schicklgruber’s baptismal record. The original birth certificate featured blanks in the space for the name of the father and the field for remarks. The blanks were now filled by entering “Georg Hitler. Cat.rel., Living in Spital” as the father, and under “Remarks” that …

“The undersigned witnesses hereby confirm that Georg Hitler, who was well-known to them, acknowledged paternity of the child Alois, son of Anna Schicklgruber, and they requested that his name be entered in the baptismal register. +++ Josef Romeder, Witness, +++ Johann Breiteneder, Witness, +++ Engelbert Paukh, Witness.” (6)

Legalisierungs-Protocoll by Notary Josef Penkner (Joachimsthaler, Anton, “Hitlers Weg begann in München 1913 – 1923”, Herbig-Verlag, ISBN 3-7766-2155-9, p. 15

Speculations about this mission abound. Some private family business may have played a role; rumours tied Johann Nepomuk Hüttler, who had been so conspicuously absent in Weitra and Döllersheim, into the drama; “There was village gossip that Alois was his natural son.” (7)

The net result of the clandestine affair was that Alois Schicklgruber was now Alois Hitler. Father Zahnschirm had clearly been lied to when he was told that Johann Georg Hiedler was still alive [“Living in Spital“], but the churchman may have had his own thoughts about the procedure from the beginning, as had, apparently, the witnesses: the priest “forgot” to date and sign for the changes, and the witnesses had turned illiterate, signing with crosses, which could be explained as errors, should the need arise. The climax of the play came when the improved birth certificate was registered at the nearest Austrian chancery in Mistelbach. [FN2]

[FN2] Marlis Steinert followed up on the Austrian government’s subsequent authentication of the fraud: “A correspondence between the priest, the communal administration and the Financial Office in Braunau confirmed the legal validation of the  document  per matrimonium subsequens [due to Georg’s marriage to Maria Anna five years after Alois’ birth], citing a decree of the Ministry of the Interior in Vienna from September 12, 1868, in which such legitimations should be granted as far as possible.” (9)

The formerly illegitimate Alois Schicklgruber was now Alois Hitler, civil servant and owner of a gold-buttoned uniform; when he, half a year after Johann Nepomuk Hüttler’s death, bought a farm for the proud sum of five thousand florins in cash; the village gossip nodding – conclusions confirmed.

Alois had gone through a number of romantic entanglements in his life, and had sampled experience in holy matrimony as well. He had married for the first time on October 1873 at thirty-six years of age, although it seems that at this time he had already fathered a child in a different relation. (8) At any rate, the marriage seems to have been built on reasons superior to love alone: the bride, Anna Glassl-Hoerer, was the daughter of a high-ranking financial officer, an inspector in the Treasury’s Bureau of Tobacco, fourteen years older than her husband and of ill health. Nobody would have been surprised had status and finances played a role in the match.

Due to the frequent changes of assignment, Alois had made it a habit to lodge in Gasthäusern, inns, for the greater part of his life, and these lodgings brought him into daily contact with waitresses, chambermaids, laundresses and tobacco girls, whether he liked it or not. Apparently he did not mind, and he did possess the most important condition to warrant female attention, a steady job and hence a steady income. By the time Anna filed for separation in 1880, perhaps tired of his infidelities, he had quite openly conducted an affair with the waitress of the Gasthaus Streif, a girl named Franziska (Fanny) Matzelsberger, for some time.

Yet the relation to Fanny did not preclude Alois, as it seems, from experiencing an urgent need for another maidservant, and he soon installed another young girl of sixteen years in his mansard under the roof of the inn; a slender, attractive girl named Klara Pölzl. The idea met with the furious opposition from Franziska, who had zero doubt about the nature of the services Klara would be asked to perform for Alois, and she succeeded in having the competition thrown out quickly. In due time Franziska bore a son to Alois Hitler, who was named Alois Junior, on January 13, 1882. When Anna, who had in the meantime obtained a legal decree of separation, died in the following year of consumption, Alois was free to marry Franziska. She soon bore Alois another child, a girl named Angela.

Alois’ Workplace – the Customs Station at the Inn River Bridge …

At this time Alois officially decided to accept the paternity of the children and had Alois Jr. and Angela legitimized. It was an outward sign of his striving for recognition and respectability, which were what counted in this deeply authoritative society. He had a gratifying career and money to spend; he earned more than, for instance, the local school principal. He was in his “best years” and loved to have his photo taken, in uniform. A question remains as far as the sympathies of his colleagues at work are concerned; one source describes him as “rigid and pedantic“, yet these would be qualities his employer might favour and may explain his success. In a letter to a cousin who had inquired about a job for his son, Alois drew the following portrait of himself and his profession:

“Don’t let him think that the ‘Finanzwach’ [Fiscal Service] is a kind of game, because he will quickly be disillusioned. First, he has to show absolute obedience to his superiors at all levels. Second, there is a good deal to learn in this occupation, all the more so if he had little previous education. Topers, debtors, card players, and others who lead immoral lives cannot enlist. Finally, one has to go out on duty in all weathers, day or night.” (10)

Characteristically, Alois’ enumeration of “immoral” lifestyles did not include dubious and perhaps illicit contacts to waitresses and chambermaids, nor illegitimate babies. But a shadow soon appeared on his private horizon; a short time after giving birth to Angela, Franziska developed tuberculosis, as Anna had, and was forced to leave Braunau to seek a cure in mountain air. Alois was suddenly left alone with two small children on the top floor of the inn, and since his career as Customs official had not prepared him for the care of toddlers, he reimported Klara as soon as Franziska had left town. Klara Pölzl was actually Johann Nepomuk Hüttler’s granddaughter, and therefore Alois’ niece, in the context of which the closeness of family relations in the Waldviertel may be observed again. One photo of Klara has survived. She was tall and slender, almost as tall as her husband, had very regular and attractive features framed by brown hair; not a beauty but what is called in France a “belle laide”, an interesting girl. The outstanding aspect of her face was certainly her voluminous turquoise eyes. By all accounts she was neat, simple, and loving. Her education was close to nil, but, then again, the sources agree that she behaved correctly in public and had no problems with the role of being the common-law wife of a Customs official. In private, she was known as a most efficient housekeeper, cook, organizer, and nurse to the children.

The community in Braunau accepted her without qualms, which is somewhat surprising: it was one of these little towns in which the neighbours take an interest in everything that is not their business. In the summer of 1884, Franziska died of consumption, as Anna had earlier, and Klara was already pregnant. Alois wanted to marry her, but now the manipulation of the birth certificate backfired: since the former Alois Schicklgruber was now Alois Hitler, he was officially Klara’s uncle and no marriage was possible under the laws of the Austrian Catholic church unless a dispensation was granted. With the aid of the local priest, Alois composed a letter to the Bishop of Linz, which has survived:

“Most Revered Episcopate!

Those who with most humble devotion have appended their signatures below have decided upon marriage. But according to the enclosed family tree, they are prevented by the canonical impediment of collateral affinity in the third degree, touching second. They therefore make the humble request that the Most Revered Episcopate will graciously secure for them a dispensation on the following grounds:

The bridegroom has been a widower since August 10th of this year, as can be observed from the enclosed death certificate, and he is the father of two minors, a boy of two and a half years (Alois) and a girl of  one year and two months (Angela), and they both need the services of a nurse, all the more because he is a Customs official away from home all day and often at night and therefore in no position to supervise the education and upbringing of his children. The bride has been caring for these children ever since their mother’s death, and they are very fond of her.

Thus, it may be justifiably assumed that they will be well brought up and the marriage will be a happy one. Moreover, the bride is without means, and it is unlikely that she will ever have another opportunity to make a good marriage. For these reasons the undersigned repeat their humble petition for a gracious procurement of dispensation from the impediment of affinity.

Braunau am Inn, 27. October 1884                                                  

Alois Hitler, Bridegroom – Klara Pölzl, Bride” (11)

Enclosed was a version of the family tree, which presented Alois Hitler as the son of Johann Georg Hiedler, the vagrant, whose brother Johann Nepomuk Hüttler was the grandfather of Klara Pölzl, the bride. We will have the opportunity to encounter a letter or two written by the young Adolf, Alois’ son, in a later post, and they will sound oddly similar in diction and style to the epistle above. Alois’ petition for a dispensation reeks of the same sort of not very sublime deception that he had employed in the “improvement” of his original birth certificate; what John Toland had called the “cunning peasant trick“. The son was to employ similar tactics in his own time.

The addressee, the Bishop of Linz, hesitated, and decided, following proper bureaucratic procedure, to call upon a higher authority. A short summary of the case, including the original letter, family tree and a “testimonium paupertatis“, an instrument of declaring poverty which waived the payment of the usual fees, was forwarded to the Sacra Rota, the department of the Holy See that deals with matrimonial issues. The Vatican apparently cared as much or little about a wee bit of incest in Braunau as the peasants of the Waldviertel cared about legitimacy, and the release was granted three weeks later.

Braunau, Church

Alois Hitler and Klara Pölzl were married on January 7, 1885. The ceremony took place in the morning, in a hurry, it seems: Klara complained that before noon, “my husband was already on duty again.” (12) Later in the evening, a small banquet in the company of Alois’ Customs colleagues followed at the Gasthaus Pommer.

The Gasthaus Pommer in 1934 (with Nazi Flag), in which the couple also took residence

Marriage hardly changed anything in their lives. The pair had known each other for years, and Klara was accustomed to her duties in the household. She was a simple but quiet, modest and polite woman that never put up demands on her husband, the children, or the community. She was deeply religious and attended services regularly. The family lived without any trace of scandal, even Alois’ private investigations into the lives of the local waitresses and chambermaids seemed to abate. Money was not plenty but sufficient to afford the family a proper living standard, and they played their parts in the community without fail.

If we gaze at Klara’s photograph, taken when she was about twenty-six, we look into the face of a simple but pleasant country girl. The most impressive feature of her face are indeed her luminous, expressive eyes. Robert Payne observed:

In the photograph she looks vulnerable, but not too vulnerable. She was a spirited woman, who could, if necessary, stand up to her husband. She was not beautiful in the conventional sense, but her face suggests an uncommon gentleness and tenderness, an essential goodness. She was one of these women who live for their husbands, their children, and their faith. (13)

She was to bear six children to Alois, four sons and two daughters, of which one each survived childhood. The elder children Alois Jr. and Angela were joined by Adolf in April 1889 and Paula in January 1896. Four children died young: Gustav at the age of two; Ida at the same age; Otto died in the cradle, and Edmund in his sixth year. [FN3]

[FN3] It seems that the fate of the Hitler family was no exception. A boyhood friend of Adolf, August Kubizek, described the early trials of his freshly-married parents as follows: “At first the young couple lived in the house of my mother’s parents. My father’s wages were low, the work was hard, and my mother had to give up her job when she was expecting me. Thus, I was born in rather miserable circumstances. One year later my sister Maria was born, but died at a tender age. The following year, Therese appeared; she died at the age of four. My third sister, Karoline, fell desperately ill, lingered on for some years, and died when she was eight. My mother’s grief was boundless. Throughout her life she suffered from the fear of losing me, too; for I was the only one left to her of her four children.” (14)

At this point in time and place, such a mortality rate was considered almost normal. Children were born and died by the thousands, of measles, diphtheria, pneumonia and other common childhood diseases; deadly in a time which knew not yet sulphonamides or penicillin. The family was in the care of Dr. Eduard Bloch, a general practitioner, but the science of microbiology was not yet invented and the invisible agents of death prospered unhindered.

In general, however, it was a respectable and orderly family which welcomed, at six o’clock in the evening of April 20, 1889, its newest member, Adolfus.

Birth Certificate
Baby Adolf
Announcement of Birth in the local newspaper …
At the parental graveside 1938

(1) Zweig, Stefan Die Welt von Gestern, Gutenberg, Kap.3

(2) Shirer, William, The Rise and Fall of the Third Reich, Simon & Schuster 1960, ISBN 978-1-4516-4259-9 (hc.), S. 7

(3) (6) (10) (11) (13) Payne, Robert, The Life and Death of Adolf Hitler, Praeger Publishers 1973, Lib. Con. 72- 92891 (hc.), S. 5, S. 6-7, S. 10, S. 12, S. 14

(4) Hitler, Adolf, Mein Kampf, 851.–855. Auflage 1943, Alle Rechte vorbehalten Copyright Band I 1925, Band II 1927 by Verlag Franz Eher Nachf., G.m.b.H., München, S. 2-3, Online Link

(5) (7) (12) Toland, John, Adolf Hitler, Anchor Books 1992, ISBN 0-385-42053-6 (pbk.), S. 4, S. 4, S. 6

(8) (9) Steinert, Marlis, Hitler, C.H. Beck, Munich 1994, ISBN 3-406-37640-1 (hc.), S. 17, S. 18

(14) Kubizek, August, The Young Hitler I Knew, Arcade Books 2011, ISBN 978-1-61145-058-3 (pbk.), S. 23

(© John Vincent Palatine 2015/19)

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The Second German Empire

Header: A mural painted in 1884 by Carl Steffeck depicting General Reille delivering Napoleon III‘s letter of surrender to King Wilhelm I at the Battle of Sedan on September 2, 1870


With Austria relegated to the sidelines of German politics after the loss of 1866, Prussia took over the leadership of the German states, which still numbered in excess of a dozen. On the map, the changes were slight; the geography of the “German Confederation” was little altered by the disappearance of Austria’s unfortunate allies. More important changes occurred in the economic cooperation of the German states, especially in the critical sector of customs and tariffs. Despite industrialization and the rising importance of direct taxes, they remained a major part of every state’s income.

 Linguistic Map of Germany around 1870, with the names of the German border rivers as mentioned in August Heinrich Hoffmann von Fallersleben's "Song of the Germans", which became the national anthem in 1922
Linguistic Map of Germany around 1870, with the names of the German border rivers as mentioned in August Heinrich Hoffmann von Fallersleben’s “Song of the Germans”, which became the national anthem in 1922

The Deutscher Zollverein, the German Customs Union, had been steadily expanding in the nineteenth century from its profane origins as the Common Prussian Customs Tariff of 1828: soon it included the southern German states of Bavaria, Württemberg and Baden, and in 1867 – Austria having been knocked out of the picture – most of the remaining German states joined up; the Duchies of Schleswig, Holstein and Mecklenburg and the Kingdom of Hanover. By 1869, the Zollverein’s and the German Confederation’s geographical borders were virtually identical. Following a slight update of the political structure, the German Confederation was renamed the “North German Confederation“, the only significant difference being the introduction of the universal male suffrage at twenty-one years of age.

Funnily enough, the first election results under the new terms caught Bismarck in a rare miscalculation: he had assumed that the victory over Austria would benefit his conservative parliamentary allies most, yet, in the event, the majority of the seats went to his enemies, the Liberals, and a few even to his nemeses, the Social Democrats and the Catholic Zentrum (Centre), party. Due to this unexpected failure of the German voters, Bismarck’s further plans hit a few parliamentary snags, but the Iron Chancellor proved himself fit to overcome mere human challenges.

His reasoning in regard to a possible German unification was that the passions of war might overcome the political impediments again – as they had done in 1866. If the southern states, in particular the outspokenly independent Kingdoms of Bavaria and Württemberg, were reluctant to follow his lead, the fervour of war might tip the scales. A suitable opponent and bogeyman was readily identified in the person of Napoleon III, Emperor of France.

It was true that, since 1815, open hostilities had not occurred between France and Prussia, but Bismarck, an experienced French hand on account of his tour of duty as Prussian ambassador in Paris in the 1850s, had a clear idea which buttons to press to inflame France with patriotic belligerence.

Napoleon III, nephew and successor of the great Corsican, who had proclaimed himself Emperor of France in 1852, was in dire need of military, or any other, glory. His Mexican war in support of Emperor Maximilian had been an unmitigated disaster [AD 1861-1867], and the military grandeur of the empire was in sore need of restoration. He had viewed with distaste the emergence of Prussia as the new German power; not so much as a matter of principle, of which he had none, but because he had cast a longing eye upon the Duchy of Luxemburg as the price for his neutrality in the Prusso-Austrian war of 1866. He was furious when Bismarck explained, after the victory, that, since Luxembourg did not belong to Prussia, it could not be ceded to France.

Bismarck interviewed Graf Helmuth von Moltke, chief of the Prussian General Staff, on the chances of a Prusso-French war. Moltke indicated that success seemed likely, and Bismarck went on to seek a suitable opportunity for war, a casus belli. He did not have to wait too long.

Otto von Bismarck, Secretary of War Albrecht von Roon and Chief of the General Staff Count Helmuth von Moltke (the Elder)
Otto von Bismarck, Secretary of War Albrecht von Roon and Chief of the General Staff Count Helmuth von Moltke (the Elder)

In 1869, the Spanish throne had been left without issue, once again, and after protracted discussion the Spanish crown council decided to offer the crown to Wilhelm’s cousin, Prince Leopold of Hohenzollern. When the news of the Spanish offer and the prince’s eventual acceptance reached Paris, Emperor Napoleon as well as his loyal subjects interpreted the message from Madrid as proof of a renewed German conspiracy to encircle France. Proper vigilance demanded to exert the necessary precautions at once; to nip the planned crime in the bud.

The French ambassador to Prussia, Vincent Benedetti, was urgently dispatched to the spa town of Bad Ems, where Wilhelm was taking the waters. Benedetti’s orders comprised two objectives: in the first instant, to demand that Leopold’s acceptance be withdrawn, and, for seconds, to demand Wilhelm’s public affirmation, in his capacity as the head of the Hohenzollern family, that under no circumstances any prince of the house was to accept a Spanish offer should one be renewed.

The demands were quite unusual, to say the least, for Napoleon III certainly lacked cause as well as authority in the matter. Wilhelm responded that nothing kept the Emperor of France from discussing the topic with Prince Leopold himself, who was a grown man, and he, Wilhelm, was not his mother. As far as the second demand was concerned, Wilhelm pointed out his lack of authority to speak for future Hohenzollern generations. Benedetti cabled to Paris, reported Wilhelm’s answers, and was advised to ask for a second audience, to repeat Napoleon’s requests. Such reiterated inquiries were not exactly good diplomatic style. Wilhelm’s secretary, Heinrich Abeken, summarized the second interview as follows in a telegram to Bismarck:

His Majesty the King has written to me:

Count Benedetti intercepted me on the promenade and ended by demanding of me, in a very importunate manner, that I should authorize him to telegraph at once that I bound myself in perpetuity never again to give my consent if the Hohenzollerns renewed their candidature.

I rejected this demand somewhat sternly, as it is neither right nor possible to undertake engagements of this kind [for ever and ever]. Naturally, I told him that I had not yet received any news and, since he had been better informed via Paris and Madrid than I was, he must surely see that my government was not concerned in the matter.

[The King, on the advice of one of his ministers], decided, in view of the above-mentioned demands, not to receive Count Benedetti any more, but to have him informed, by an adjutant, that His Majesty had now received [from Leopold] confirmation of the news which Benedetti had already had from Paris and had nothing further to say to the ambassador.

His Majesty suggests to Your Excellency, that Benedetti’s new demand and its rejection might well be communicated both to our ambassadors and to the Press. (29)

Bismarck changed the text a bit and leaked it to the French press bureau HAVAS:

After the news of the renunciation of the Prince von Hohenzollern had been communicated to the Imperial French government by the Royal Spanish government, the French Ambassador in Ems made a further demand
on His Majesty the King that he should authorize him to telegraph to Paris that His Majesty the King undertook for all time never again to give his assent should the Hohenzollerns once more take up their
candidature.

His Majesty the King thereupon refused to receive the Ambassador again and had the latter informed by the Adjutant of the day that His Majesty had no further communication to make to the Ambassador. (30)

Bismarck's Draft of the Dispatch from Ems
Bismarck’s Draft of the Dispatch from Ems

Bismarck had given the message a new edge.

He cut out Wilhelm’s conciliatory phrases and emphasized the real issue. The French had made certain demands under threat of war; and Wilhelm had refused them. This was no forgery; it was a clear statement of the facts. Certainly the edit of the telegram, released on the evening of the same day (13 July) to the media and foreign embassies, gave the impression both that Benedetti was rather more demanding and that the King was exceedingly abrupt. It was designed to give the French the impression that King Wilhelm I had insulted Count Benedetti; likewise, the Germans interpreted the modified dispatch as the Count insulting the King. …

The French translation by the agency Havas altered the ambassador’s demand (“il a exigé” – ‘he has demanded’) to a question . It also did not translate “Adjutant”, which in German refers to a high-ranked Aide-de-camp, but in French describes only a non-commissioned officer (adjutant), so implying that the King had deliberately insulted the ambassador by choosing a low-ranked soldier to carry the message to him. This was the version published by most newspapers the following day, which happened to be July 14 (Bastille Day), setting the tone and letting the French believe that the King had insulted their ambassador, before the ambassador could tell his story. …

France’s mistaken attitude of her own position carried matters far beyond what was necessary and France mobilized. Following further improper translations and misinterpretations of the dispatch in the press, excited crowds in Paris demanded war, just as Bismarck had anticipated. The Ems Dispatch had also rallied German national feeling. It was no longer Prussia alone; South German particularism was now cast aside.

Benedetti, the messenger for the Duke de Gramont’s demands for pointless guarantees (the Hohenzollern family had withdrawn Prince Leopold’s candidature on 11 July 1870 with Wilhelm’s “entire and
unreserved approval”), became an unseen bit-player; his own dispatches to Paris no longer mattered. In the legislative chamber, by an overwhelming majority, the votes for war credits were passed. France declared war on 19 July 1870. (31)

Which was exactly what Bismarck had expected. In a series of clandestine treaties with the southern and central German states since 1866, he had laid the foundation for the eventuality which now had occurred – war with France. In the case that France declared war on Prussia, as it had transpired, the German states had pledged their support to Prussia. Two more agreements Bismarck had negotiated sub rosa, with Russia and Austria, secured their neutrality in the events that now were unfolding. Napoleon could not find a single ally, and the German countries he had hoped to win to his cause now appeared on the side of Prussia, to defeat the third Bonaparte as they had defeated the first.

Battle of Sedan, September 1 and 2, 1870
Battle of Sedan, September 1 and 2, 1870

For the first time since the defeat of the Turks at Vienna in the seventeenth century, a concerted German army took to the field. The campaign of 1870 subsequently became the apotheosis of modern military staff planning, because it largely went as scheduled. For the first time in a substantial European war, the railway lines became the principal means of troop transportation and the coordination of train movements the decisive factor for the appropriate deployment and subsequent supply of the forces. The opening skirmishes along the borders were mostly won, as Moltke had expected, and followed up by a large-scale thrust into the Lorraine. The main axis of the approach aimed at the Meuse River, the crossing of which the French had to deny the enemy at all cost, because it was the last natural defence line on the way to Paris.
Napoleon III had come to Sedan in person, where the French troops were chiefly deployed. Moltke’s plan was to encircle the French army, by the simultaneous forward movement of two pincers north and south of their defensive position, and to use the river to block their retreat. The operation succeeded, and on September 2, 1870, Napoleon III and the French army were forced to surrender. In numerical terms, the Battle of Sedan became the largest victory of modern times achieved in a single encounter: over 100,000 French soldiers had to march into captivity. The emperor’s capitulation vaticinated the eventual success, even if mopping-up operations and a protracted siege of Paris kept the German soldiers busy for a few more months.

Bismarck and Napoleon after the Battle of Sedan
Bismarck and Napoleon after the Battle of Sedan
The Hall of Mirrors, Versailles
The Hall of Mirrors, Versailles

On January 18, 1871, in the great Hall of Mirrors of the Palace of Versailles, the assembled German princes declared the establishment of a new “German Empire”, and unanimously elected Wilhelm I, King in Prussia, to the dignity of “German Emperor” [not ‘Emperor of Germany’]. Since the new entity was technically only an “eternal” federation – as the treaty said – of sovereign princes, who remained independent to various degrees, the Second Empire was not and never became a centralized state like France or Russia.

Anton von Werner's famous painting - Proclamation of the Emperor, January 18, 1871
Anton von Werner‘s famous painting – Proclamation of the Emperor, January 18, 1871
Parade through Paris, Match 1, 1871
Parade through Paris, Match 1, 1871
Victory Celebration in Berlin
Victory Celebration in Berlin

Yet soon flaws appeared in Bismarck’s grand design, which was appropriately called a “revolution from above”. Unification was not a result of the will of the German people but a covenant of thirty-six German princes, who agreed on elevating one of their number to emperor but little else. The German bourgeoisie had been unable to achieve the same political emancipation the citizens of the United States, England or France had secured: not for a lack of trying, but for the bloody repulsion of the reform movement of 1848. The German peoples’ efforts had collapsed in the horror of soldiers that fired upon their own families, and suffocated in the subsequent terror of the political police. These dreadful experiences must not be underestimated: together with the horrors of the Thirty-Years-War still alive in the folkish subconsciousness, they explain much of the political apathy that abounded in Germany before 1871. For the bourgeoisie, Bismarck’s “top-down” revolution only amplified the feeling of being excluded from political decisions. Peter Watson explains:

In a real sense, and as Gordon Craig has pointed out, the people of Germany played no part in the creation of the Reich. “The new state was a ‘gift’ to the nation on which the recipient had not been consulted.” Its constitution had not been earned; it was a contract among the princes of the existing German states, who retained their crowns until 1918.

To our modern way of thinking, this had some extraordinary consequences. One result was that the Reich had a parliament without power, political parties without access to governmental responsibility, and elections whose outcome did not determine the composition of the government. This was quite unlike – and much more backward than – anything that existed among Germany’s competitors in the West. Matters of state remained in the hands of the landed aristocracy, although Germany had become an industrial power. As more and more people joined in Germany’s industrial, scientific, and intellectual successes, the more it was run by a small coterie of traditional figures – landed aristocrats and military leaders, at the head of which was the emperor himself. This dislocation was fundamental to “Germanness” in the run-up to the First World War.

It was one of the greatest anachronisms of history and had two effects that concern us. One, the middle class, excluded politically and yet eager to achieve some measure of equality, fell back on education and “Kultur” as key areas where success could be achieved – equality with the aristocracy, and superiority in comparison with foreigners in a competitive, nationalistic world. “High culture” was thus always more important in imperial Germany than elsewhere and this is one reason why … it flourished so well in the 1871-1933 period. But this gave culture a certain tone: freedom, equality, and personal distinctiveness tended to be located in the “inner sanctum” of the individual, whereas society was portrayed as an “arbitrary, external and frequently hostile world.”

The second effect, which overlapped with the first, was a retreat into nationalism, but a class-based nationalism that turned against the newly created industrial working class (and the stirrings of socialism), Jews, and non-German minorities. “Nationalism was seen as social progress, with utopian possibilities.”

Against the background of a developing mass society, the educated middle class looked to culture as a stable set of values that uplifted their lives, set them apart from the “rabble” (Freud’s word) and, in particular, enhanced their nationalist orientation. The “Volk,” a semi-mystical, nostalgic ideal of how ordinary Germans had once been – a contented, talented, apolitical, “pure” people – became a popular stereotype within Germany. (32)

Needless to say, such “contented, apolitical, pure’ people” had never existed outside of the imagination of overzealous history professors and racist journalists. But the “popular stereotype” worked, and resulted in a sort of anti-Socialist and anti-ultramontane nationalism, not truly directed against other nations, rather against the “enemy within” – liberals, democrats, socialists, Catholic, Jews, and so forth – against whose “internationalist” designs Prussian secular and Protestant clerical authorities never tired to warn the burghers. It was essentially a nationalism of the upper strata of society, who attempted to ensnare the support of the bourgeois middle class against the assorted enemies of Kultur. The Second Empire’s nationalism almost amounted to a negation of the effects of industrialization, of modernity, in some ways even of the enlightenment. Its character remained medieval.

The core of this “internal” nationalism was formed more or less, during  the years following the foundation of the Empire, by the nucleus of the “Folkish Movement“(‚Völkische Bewegung‘), to whom we – and the world – more or less owe the First and Second World Wars. It absorbed the “bloody romanticism” of the Napoleonic era [see the article by Elke Schäfer] and was later perceived and used as useful spectre by the elite. Not without reason did the idealized depictions of the “Germania”, below two by Philip Veit, always held swords in their hands.

When a “Deutsche Arbeiter Partei”, a ‘German Workers’ Party’ was founded in Bohemia (i.e. technically Austria) before World War I, its agenda was not to advance the cause the working class, as one naively might assume, but to protect the interest of German workers over Czech or Moravian workers. The German people, meanwhile, remained the political wards of the old elites, which were absolutely unwilling to give up the precious authority they had barely regained after the shocks of the revolutions of 1789 and 1848 and the Napoleonic wars. The constitution, which the nobility tailored according to its fears and needs, could truthfully be called anachronistic in its obvious fear of democracy and liberalism.

Berlin around 1900

For the “satisfied, apolitical and pure” Germans, whose picture was frequently summoned by the officials of the empire, did not do too well, unless they were born as nobles. German industrialization went over their dead bodies – Bismarck’s social legislation was not born of his passion for the suffering of the working class, but were his minimum concessions to prevent the socialist revolution. There was unofficial slavery – the Schwabenkinder – and living, working and living conditions in the cities were horrible. 3,279,021 Germans emigrated to the USA alone between 1870 and 1919.

Children working from age five ...
Children working from age five …

The constitutional framework of the German Reich did … differ sharply in key respects from that of Britain or France, whose diversely structured but relatively flexible parliamentary democracies offered better potential to cope with the social and political demands arising from rapid economic change.

In Germany, the growth of party-political pluralism, which found its representation in the Reichstag, had not been translated into parliamentary democracy. Powerful vested interests – big landholders … the officer corps of the army, the upper echelons of the state bureaucracy, even most of the Reichstag parties – continued to block this.

The Chancellor of the Reich remained the appointee of the Kaiser, who could make or break him whatever the respective strength of the Reichstag parties. The government itself stood over the Reichstag, independent (at least in theory) of party politics. Whole tracts of policy, especially on foreign and military matters, lay outside parliamentary control.

Power was jealously guarded, in the face of mounting pressure for radical change, by the beleaguered forces of the old order. Some of these, increasingly fearful of revolution, were prepared even to contemplate war as a way of holding on to their power and fending off the threat of socialism. (33)

This willingness, however, was not restricted to Germany: most of the more reactionary monarchies of the continent, in particular Russia but also Italy, Spain or some Balkan countries, feared socialists much more than the armies of their fellow princes, with whom they could always find some arrangement. The foundation of the Socialist International [SI] (International Workingmen’s Association) in London 1864 spirited the spectre of communism worldwide. Yet whatever the real threat of socialism or any other modern development might truly signify, in certain respects, chiefly in its inner relations, the Second Reich showed a distinctly pre-modern character by design – as if nothing had changed since 1806. It could be seen most clearly in …

… the Reich’s federal structure, which was designed to take account of the special rights and sensitivities of the south German states in particular. The establishment of a Baden Legation in Berlin and a Prussian one in Karlsruhe [Baden’s capital] is an indication in itself of the remarkably “unfinished” character of the Reich’s structure – it is as if the development towards a modern, unitary constitutional structure had stopped at the half-way mark.

But the federal system of the Kaiserreich went further: in 1894 Baden Legations were also opened in Munich and Stuttgart, and a little later Russia even suggested that a Russian military attaché should be stationed in Bavaria. These legations were not merely courtesy institutions but represented an important component of the political structure of the Reich, and they were a pointer to the fact … that the Lesser German Reich, forged by war and diplomacy, in many respects continued to be governed by foreign policy methods even after its so-called unification.

Political Organization of the Empire

A related problem, frequently reported on by the Baden envoys, was the continued existence and indeed the constant growth of particularism, especially in Bavaria. The perceptive Baden envoy in Munich, Baron
Ferdinand von Bodman, reported in December 1895 from the Bavarian capital that “under the influence of the all-dominating court and of the Austrian-clerical [Catholic] party, all measures … are directed at building up Bavaria as a self-sufficient … state”. Above all in the two Bavarian army corps, according to Bodman, “the Reich and its head, the Kaiser, are being eliminated to the furthest possible extent.”

Count Anton Monts, the Prussian envoy in Munich, was convinced that “a process of detachment [by Bavaria] from the Reich was taking place,” Bodman reported. Similarly, the astute Arthur von Brauer, who had served for many years under Bismarck, observed in May 1893 that Bavarian particularism was making enormous advances. He wrote to the Grand Duke: “Under the influence of the Old-Bavarian party the monstrous idea is gaining more and more ground that south Germany should be placed under the special hegemony of Bavaria just as north Germany is under Prussia.” In 1898 the Grand Duke of Baden himself felt obliged to warn the Reich’s government against moving too close to the Catholic Centre party because the aim of this party was “to destroy the present Reich in order to create a new federal constitution with a Catholic head.“…

Whether they were based on a sober assessment of the objective circumstances or are ultimately explicable only in psychological terms, these anxiety complexes are of absolutely crucial importance in evaluating the political culture of Wilhelmine Germany. (34)

Imperial Coats of Arms

John Röhl‘s analysis above identifies one psychological factor in the new empire’s policies, but there was another, unspoken, psychological implication. What Bismarck had ultimately “superimposed over a highly fragmented society” (35) was a formula hatched to take account of the specific German situation, that is, foremost, its political particularism; thus nationalism had to be instilled and cohesion created from the outside, and top-down, instead of bottom-up, and by the people. Yet the decisive factor why Bismarck chose this strategy was that, unlike the crown of 1849, the result would be acceptable to his king. Essentially, an emperor’s new clothes were hung upon ye olde authoritarian Prussian regime.


Footnotes: [29] [30] [31] Heinrich Abeken, Otto von Bismarck – The Ems Dispatch, see Wikipedia

[32] Watson, Peter,The German Genius, Harper Collins 2010, ISBN 978-0-06-076022-9, pp. 112 – 113

[33] [34] Röhl, John C.G., The Kaiser and his Court, Cambridge University Press, ISBN 0-521-56504-9, pp. 112 – 113 and 153 – 154

(© John Vincent Palatine 2015/19)

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